Bank Compliance Officer Jobs in California
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Sponsored Job
Chief Compliance Officer, Special Purpose Depository Institution
Kraken Exchange | San Francisco, CA
Type: Full-Time,Work From Home | Posted Date: Sep 05, 2020
SUMMARY: Chief Compliance Officer, Special Purpose Depository Institution Responsibilities: Develop, implement, and oversee all aspects of the bank’s compliance program, designed specifically for the bank’s unique activities and risks factors, in adherence with relevant laws, regulations, rules, and gui...
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Sponsored Job
Senior Compliance Officer
PIMCO. (Pacific Investment Management Company) | Newport Beach, CA
Type: Full-Time | Posted Date: Sep 25, 2020
SUMMARY: Senior Compliance Officer The candidate will be responsible for overseeing the firm’s Control Group which implements the firm’s Policy and related procedures, including monitoring information barriers, maintaining restricted lists and handling market pre-soundings and wall crossings, among othe...
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Sponsored Job
Senior Compliance Officer
PIMCO. (Pacific Investment Management Company) | Newport Beach, CA
Type: Full-Time | Posted Date: Apr 01, 2022
SUMMARY: Senior Compliance Officer Duties: Support the development and implementation of the investment adviser compliance program, working closely with members of the Compliance Department globally to drive enhancement and ensure consistency globally. Lead the 206(4)-7 206(4)-7 annual risk assessment, test...
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Finance - General Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: May 01, 2024
SUMMARY: Job Title: General Counsel & Chief Compliance Officer Location: San Francisco, New York, Denver Type: Full Time Department: Compound Planning Wealth Management Overview: - High growth digital family office for entrepreneurs, professionals, and retirees - Over $1B AUM added since 2022 - Team...
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Insurance - Regulatory & Compliance Attorney / Insurance Defense - General Attorney in Carlsbad, CA
Carlsbad, CA
Type: Full Time | Posted Date: Apr 18, 2024
SUMMARY: This policy applies to all personnel actions and all terms and conditions of employment, including, but not limited to recruitment, hiring, training, promotion, compensation, benefits, transfers, educational assistance, social and recreational programs, layoffs, and terminations. Summary: ...
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Litigation - Trusts & Estates Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs Attorney / Trusts and Estates Attorney / Elder Law Attorney / Estate & Tax Planning Attorney / Probate Attorney / Trusts
Los Angeles, CA
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Job Title: Senior Trust Officer Experience: Minimum of 5 years of trust administration and estate planning experience Salary: Competitive salary based on experience Location: Los Angeles, California Department: Trust and Investment Management Company: Bank of America Job Summary: ...
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Data Privacy - Transactional Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Apr 16, 2024
SUMMARY: Summary: Title: Program Management Officer, Legal and Compliance - USDS Location: Los Angeles Salary: $162133 - $303240 annually Company: TikTok Department: USDS Legal & Compliance Experience: 5 years legal experience, 3 years privacy experience Education: J.D. degree from ABA accredited law scho...