Banking Compliance Professional Attorney Jobs in New York City
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Sponsored Job
Director Compliance
Prudential Financial, Inc | Newark, NJ
Type: Full-Time | Posted Date: May 25, 2021
SUMMARY: Director Compliance The candidate will design and implement an effective, risk-based broker-dealer testing program for Pruco, PIMS and PAD to assist in detecting and preventing violations of, and achieving compliance with, applicable securities laws and regulations, and with appliable FINRA rules; ...
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Sponsored Job
Senior Compliance Counsel
| New York City, NY
Type: Full-Time | Posted Date: Aug 26, 2022
SUMMARY: Senior Compliance Counsel The candidate will be expected to serve as Group’s DPO and as a member of the Global Legal Team and manage another direct report. Will experience leading and scaling privacy teams and privacy programs, including internal policies, data lifecycle, and employee training. N...
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Sponsored Job
Fixed Income Global Capital Markets Compliance
Morgan Stanley | New York City, NY
Type: Full-Time | Posted Date: Nov 08, 2022
SUMMARY: Fixed Income Global Capital Markets Compliance The candidate will provide real time advise to business on various regulatory and policy matters. Actively monitor regulatory developments and trends, and coordinate with the business unit to comply with new or amended regulations. Design and deliver a...
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ERISA/Executive Compensation Transactions & Compliance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Attorney - ERISA/Employee Benefits The candidate will support the retirement and recordkeeping business. Act as subject matter expert regarding tax-qualified and non-qualified retirement plans with deep technical knowledge of ERISA and the Internal Revenue Code, as well as experience with trust law...
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Corporate - Contract Law Attorney / Fintech & Blockchain Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Assistant General Counsel - Global Payments, Liquidity & Receivables Attorney Salary: - $130,000 - $200,000 per year Job Title: Assistant General Counsel - Global Payments, Liquidity & Receivables Attorney Experience: 4-12 years of law firm and/or internal counsel experience in the finan...
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Litigation - Trusts & Estates Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs Attorney / Trusts and Estates Attorney / Elder Law Attorney / Estate & Tax Planning Attorney / Probate Attorney / Trusts
Cherry Hill, NJ
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Summary: - Job Title: Senior Trust Officer - Salary: Competitive and based on experience - Experience: Minimum 5 years of trust administration and estate planning experience - Company: Bank of America - Job Type: Full-time, 1st shift (40 hours per week) - Location: United States of America ...
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Corporate - Compliance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 03, 2024
SUMMARY: ## Vice President- Markets Compliance Advisory **The Role** BNY Mellon is seeking a Vice President to join its Markets Compliance Advisory team. This is a hybrid role located in either New York, NY or Boston, MA. **Responsibilities** - Develop, implement and refine a comprehensive compli...
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Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 14, 2024
SUMMARY: Job Description: H1: Join the PayPal Team as a Sr. Legal Counsel - Negotiate Complex Transactions with Global Partners and Merchants H2: Apply Now for the Role in Omaha, Nebraska or Virtual Locations Across the US H2: Competitive Salary and Comprehensive Benefits Package Available PayPal i...
Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 10, 2024
SUMMARY: H1: Compliance Product Officer (VP) - Fair Lending - Credit Operations H2: Job Overview and Responsibilities The Compliance Product Officer (VP) for Fair Lending in Credit Operations will serve as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair L...
Information Technology Attorney / Finance - Banking Attorney / Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Apr 23, 2024
SUMMARY: Job Title: Senior Counsel - Global Regulatory Affairs Department: Legal & Compliance Company: Visa Location: New York, NY Employment Type: Full-time Overview: Visa is seeking a highly skilled and experienced lawyer to join our growing Global Regulatory Affairs team. This position will report...
Litigation - Anti-corruption and the Foreign Corrupt Practices Act - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 10, 2024
SUMMARY: Lateral Associate – Regulatory/Bank Secrecy Act/Anti-Money Laundering Compliance Law Firm is looking for an experienced Associate to join their New York office with at least two years of experience in advising companies on U.S. Bank Secrecy Act/Anti-Money Laundering Compliance. This position...
Tax - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 09, 2024
SUMMARY: Job Title: Tax Manager - Financial Services - Banking & Capital Markets Tax Experience: 5 years of corporate tax experience Salary: $84,980 to $193,440 per year (may vary based on location and qualifications) Location: East Region City Locations (22 locations available) Position Summary: - S...
Tax - General Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: May 09, 2024
SUMMARY: Tax Manager - Financial Services - Banking & Capital Markets Tax (East Region City Locations) Deloitte Business Tax Services practice is seeking a Tax Manager to provide federal tax consulting and compliance services to clients in the banking and financial services industries. This role is availa...
Bankruptcy Attorney / Bankruptcy - (Chap. 13) Attorney / Bankruptcy - Consumer Credit Attorney / Bankruptcy-Creditors Rights Attorney / Bankruptcy-Debtor Attorney / Bankruptcy-General Attorney / Bankruptcy-Litigation Attorney / Bankruptcy – Restructuring
New York City, NY
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Salary Information The salary for this position ranges from $199,500 to $275,000, depending on experience and qualifications. Job Title Commercial and Consumer Bankruptcy Attorney – Vice President, Assistant General Counsel Experience At least 5 years of chapter 11 bankruptcy exper...
Information Technology Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Director of Technology Risk Consulting for Global Banking at RSM Are you a leader with a passion for empowering clients and people to reach their full potential? RSM, a global provider of professional services, is seeking a talented and experienced Director to join our Risk Consulting Services pr...
ERISA/Executive Compensation Transactions & Compliance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Experience with trust and custody agreements for institutional clients Familiarity with the Securities Services business and the financial services industry Experience in a fast-paced, dynamic legal environment Salary Information: Job Schedule: Full time Base Pay/Salary: $199,500.00-$27...
Labor & Employment Attorney / Employment Law - General Attorney / Employment Law - Litigation Employer Defense Attorney / Employment Law - Litigation Plaintiffs & Class Actions Attorney / Employment Law - Management (Compliance & Counseling) Attorney / Em
New York City, NY
Type: Full Time | Posted Date: May 03, 2024
SUMMARY: 5:30 PM Eastern Standard Time Closing Date: 07/5/2024 5:30 PM Eastern Standard Time H1: Employee Relations Attorney / In-house Employment Counsel - New York H2: Join Our Team at Macquarie - Employee Relations Attorney Opportunity Macquarie, a global financial services group, is seeking a hig...
Corporate - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Apr 24, 2024
SUMMARY: Travel Required Yes Director of Business Development, Legal, Compliance, and Risk BDO, a top accounting and financial consulting firm, is seeking a Director of Business Development for Legal, Compliance, and Risk services. This role will be responsible for driving sales performance and identif...
Tax - General Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Apr 23, 2024
SUMMARY: # Tax Manager - Financial Services Industries - Banking Tax ## Position Summary Are you a strategic and creative federal tax professional who likes solving complex federal tax issues across multiple jurisdictions and countries? Do phrases like “accounting for income taxes,” “tax advisory,...
Insurance Attorney / Insurance - Regulatory & Compliance Attorney / Insurance Coverage Attorney / Insurance Defense - General Attorney / Insurance Plaintiffs - General Attorney / Trucking and Auto Defense Attorney / Trucking and Auto Plaintiffs Attorney i
New Hyde Park, NY
Type: Full Time | Posted Date: May 14, 2024
SUMMARY: As an Insurance Defense Attorney specializing in bodily injury, you will have the opportunity to join one of Forbes' top employers for diversity in 2023. In this role, you will be a crucial member of our motor vehicle insurance defense litigation team, providing legal representation to Progressive i...
Insurance Attorney / Insurance - Regulatory & Compliance Attorney / Insurance Coverage Attorney / Insurance Defense - General Attorney / Insurance Plaintiffs - General Attorney / Trucking and Auto Defense Attorney / Trucking and Auto Plaintiffs Attorney i
Brooklyn, NY
Type: Full Time | Posted Date: May 14, 2024
SUMMARY: The Role: Insurance Defense Attorney - Bodily Injury Job Summary: As an insurance defense attorney within our bodily injury (BI) unit, you’ll be responsible for providing legal representation to Progressive insureds and/or to the Progressive Insurance Companies in all aspects of motor vehicle ...
Health Care - Compliance, Transactions, HIPAA Attorney in Manhattan, NY
Manhattan, NY
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: SEO Friendly Job Title: Director I Compliance - Full Time H1: Join Elevance Health as a Director I Compliance H2: Advance Your Career in Compliance at Elevance Health Bold Headlines: - Lead Compliance Initiatives at a Fortune 25 Health Company - Work in a Hybrid Model with Remote and Of...
ERISA/Executive Compensation Transactions & Compliance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 15, 2024
SUMMARY: Benefits & Executive Compensation Associate (Junior) The candidate will assist in all areas of the practice, focusing on executive compensation and benefits in M&A transactions, but also assisting regularly on matters involving compensation, retirement, and welfare benefit plans. Should have 1-3 ye...