Broker Dealer Attorney Jobs in Jersey City
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Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 29, 2024
SUMMARY: Law Firm Seeking Broker-Dealer Regulatory Attorney for Associate Position with Competitive Salary and Benefits H1: Join Our Team as a Broker-Dealer Regulatory Attorney H2: Apply Now for Our Associate Position in the Legal Department Are you an experienced attorney with a strong understandin...
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Corporate - Securities and Capital Markets Attorney / Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jun 14, 2024
SUMMARY: Corporate Associate The candidate ‘must have 2-4 years of experience. Should have hands-on experience working with clients in investment banking and broker dealer matters, and mergers and acquisitions and other various strategic corporate transactions, including conducting and managing due dilige...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jun 13, 2024
SUMMARY: Deputy/Associate General Counsel: Job Summary and Salary Information EquityZen, a leading financial technology company, is seeking a Deputy/Associate General Counsel to join their team in New York, NY. This role offers a competitive salary of $225,000 - $250,000, along with stock options, full em...
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Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 31, 2024
SUMMARY: Salary Information: The salary for this position will be competitive and commensurate with experience, including a comprehensive benefits package. Job Title: Assistant General Counsel, GWIM Legal Team Experience Information: Minimum of 8 years of experience as a practicing attorney Prio...
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Finance - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jun 17, 2024
SUMMARY: H1: Senior Legal Counsel - Financial Services H2: New York, NY Full-Time Legal H2: About Marex H2: Purpose of Role H2: Responsibilities H2: Competencies, Skills and Experience H2: Salary Range Marex is a global financial services platform that provides essential liquidity, market access, an...
Tax - General Attorney in Morristown, NJ
Morristown, NJ
Type: Full Time | Posted Date: Jun 02, 2024
SUMMARY: Tax Senior Manager - Private Equity (East Region City Locations) Salary: $114,490 - $272,090 (depending on experience and qualifications) Job Title: Senior Tax Manager Experience: 8 years in corporate tax Locations: 26 cities in the East Region Department: Tax Business Tax Services ...
Tax - General Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Jun 02, 2024
SUMMARY: Job Title: Tax Senior Manager - Financial Services - Mutual Fund (East Region City Locations) Experience: 8 years Salary Range: $119,490 - $272,090 Locations: Available in 22 cities Position Summary: - Seeking a leader with a passion for financial products and experience in regulated inves...
Tax - General Attorney in Morristown, NJ
Morristown, NJ
Type: Full Time | Posted Date: May 30, 2024
SUMMARY: Job Title: Tax Manager - Investment Management/Private Equity (East Region City Locations) Experience: 5 years providing tax planning services or preparing and reviewing client work papers and income tax returns, 3 years with investment management or partnership taxation Salary: Estimated range ...
Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 29, 2024
SUMMARY: SEO friendly job title: Senior Associate - Financial Services Regulatory - New York H1 and H2 friendly headings: H1: Join Our Global Law Firm and Make an Impact as an Associate in Financial Services Regulatory H2: About A&O Shearman H2: Opportunities for Growth and Success H2: Join Our Dynamic...
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 19, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Any FINRA Location Job Type: Full-Time Job Location: Various locations, including Washington, DC; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Woodbridge, NJ; San Francisco, CA; Rockville, MD; Philadelphia, ...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 18, 2024
SUMMARY: Mid- to Senior-level Financial Services Compliance and Regulatory Associate The candidate must have 4 years of experience working on compliance and regulatory matters. Should ideally have experience working with and counseling registered investment advisors and broker-dealers on regulatory and com...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Jun 13, 2024
SUMMARY: As a principal analyst in risk monitoring, you will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. You will report to a Risk Monitoring Director and support them in identifying existing and emerging risks. This is a senior-level position that ...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Jun 13, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jun 13, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Jun 12, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Jun 12, 2024
SUMMARY: SEO Friendly Job Title: Principal Analyst, Regulatory Services Management H1 Heading: Join FINRA as a Principal Analyst in Regulatory Services Management H2 Heading: Exciting Opportunity in Market Regulation and Transparency Services Bold Headlines: - Senior-level professional work in Regu...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Jun 09, 2024
SUMMARY: Position: Instructional Designer Organization: FINRA (Financial Industry Regulatory Authority) Employment Type: Full-time Location: Multiple locations (Chicago, IL; Jersey City, NJ; Boca Raton, FL; Washington, DC; Rockville, MD; New York, NY; Los Angeles, CA) About the Organization: FINRA is ...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jun 09, 2024
SUMMARY: Instructional Designer - Create and Deliver Training for Financial Industry Regulatory Authority FINRA is a not-for-profit entity that operates under the oversight of the SEC and has a mission of investor protection and market integrity. They are currently seeking an Instructional Designer to joi...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jun 10, 2024
SUMMARY: Director, Risk Monitoring - Capital Markets - Any FINRA Location Full Time Posted 2 Days Ago Job Requisition ID: R-008111 The Organization is seeking a Director, Risk Monitoring to oversee the implementation and completion of the Risk Monitoring Program for a specific Firm Grouping or Su...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Jun 10, 2024
SUMMARY: The Director of Risk Monitoring is a senior level position within the Risk Monitoring department at FINRA. This role is responsible for overseeing a team of Risk Monitoring Analysts and ensuring the successful implementation and completion of the Risk Monitoring Program for a specific Firm Grouping ...