Broker Dealer Attorney Jobs in Texas
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Corporate - Securities and Capital Markets Attorney in Houston, TX
Houston, TX
Type: Full Time | Posted Date: May 29, 2024
SUMMARY: Law Firm Seeks Broker-Dealer Regulatory Attorney for Associate Position H1: Join our Team as a Broker-Dealer Regulatory Attorney H2: Immediate Opportunity for Securities Brokerage Industry Expert Are you an experienced attorney with a deep understanding of the securities brokerage industry?...
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Corporate - Securities and Capital Markets Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: May 29, 2024
SUMMARY: Law Firm Seeks Associate for Broker-Dealer Regulatory Attorney Position Job Title: Broker-Dealer Regulatory Attorney Salary: Competitive, based on experience Experience: Prior industry experience or experience in regulation of broker-dealers preferred H1: Join Our Team as a Broker-Dealer Reg...
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Corporate - Securities and Capital Markets Attorney in Austin, TX
Austin, TX
Type: Full Time | Posted Date: May 29, 2024
SUMMARY: Summary: Holland & Knight, a leading law firm, is seeking an experienced Broker-Dealer Regulatory Attorney to join their team. This role is open to candidates with various levels of experience and can be based in any of the firm's H and K offices. The ideal candidate should have a strong understa...
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Litigation - Commercial Attorney / Litigation - Securities Litigation - Defense Attorney / Litigation - White Collar Crime & Government Investigations - Defense Attorney in Fort Worth, TX
Fort Worth, TX
Type: Full Time | Posted Date: May 23, 2024
SUMMARY: Winstead PC is a proud equal opportunity employer. We are committed to creating an inclusive work environment for all employees and we welcome and encourage all qualified candidates to apply for any open position. All applicants for employment will be considered without regard to race, color, religi...
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Fintech & Blockchain Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: May 20, 2024
SUMMARY: - 8 years of experience in securities law, with a strong preference for FinTech and Blockchain experience - Extensive knowledge of U.S. federal securities laws and interaction with the SEC - Ability to structure deals involving technology companies, digital asset exchanges and blockchain token of...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Jun 13, 2024
SUMMARY: Investigative Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with applicable r...
Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in Plano, TX
Plano, TX
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Job Title: Wealth Management, Financial Products and Regulatory Attorney - Vice President, Assistant General Counsel Salary: $199,500.00-$275,000.00 in New York, NY Experience: At least 5 years of legal practicing experience at a law firm, financial institution, government agency, regulator and/or...
Litigation - White Collar Crime & Government Investigations Attorney / Litigation - White Collar Crime & Government Investigations - Defense Attorney / Litigation - White Collar Crime & Government Investigations - Plaintiffs Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Mar 22, 2024
SUMMARY: SEO Friendly Job Title: Senior Director, Special Investigations Unit H1 Heading: Senior Director - Special Investigations Unit H2 Headings: Essential Job Functions, Education/Experience Requirements, Knowledge Requirements, Skills Requirements Senior Director, Special Investigations Unit - ...
Law Student - Public Interest in Houston, TX
Houston, TX
Type: Part Time | Posted Date: Apr 05, 2024
SUMMARY: As a legal intern at the PCAOB, you will have the opportunity to make a difference in global investor protection. We are a nonprofit organization established by Congress to oversee the audits of public companies and SEC-registered brokers and dealers. Our mission is focused on modernizing audit stan...