Chief Compliance Officer Jobs in North Carolina
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Sponsored Job
Chief Compliance Officer
CAPTRUST | Raleigh, NC
Type: Full-Time | Posted Date: Jun 15, 2022
SUMMARY: Chief Compliance Officer The candidate will oversee and implement all aspects of regulatory compliance program for CAPTRUST across the institutional, wealth, and foundation and endowment offerings, and for all CAPTRUST affiliated entities, including the registered investment adviser, broker-dealer,...
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Sponsored Job
Deputy Chief Compliance Officer – Retail Ria
Truist Financial Corporation | Charlotte, NC
Type: Full-Time | Posted Date: Oct 12, 2022
SUMMARY: Deputy Chief Compliance Officer – Retail RIA The candidate will be developing and maintaining a robust compliance program, with a focus on compliance with all laws, regulations, and other guidance related to assigned business and operational activities. Sets strategy and direction of functional a...
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Sponsored Job
Chief Compliance And Regulatory Officer (ccro)
IFG Companies | Chapel Hill, NC
Type: Full-Time | Posted Date: Nov 30, 2022
SUMMARY: Chief Compliance and Regulatory Officer (CCRO) The candidate will serve as an advisor to IFG Companies' senior management team on operational compliance and regulatory matters, providing advice, guidance and effective business-focused solutions. Closely monitor the insurance laws, rules, regulation...