Chief Regulatory Counsel Jobs in New York
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Sponsored Job
Chief Compliance Officer/general Counsel
New York Credit Union Association | Albany, NY
Type: Full-Time | Posted Date: Dec 09, 2022
SUMMARY: Chief Compliance Officer/General Counsel The candidate will be responsible for directing and managing the Office of General Counsel. Acting as the primary legal counsel and Chief Compliance Officer for the Association and its affiliated entities. Analyzing and interpreting laws and regulations tha...
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Sponsored Job
Chief Compliance Officer
Brookfield Asset Management Inc. | New York City, NY
Type: Full-Time | Posted Date: Dec 09, 2022
SUMMARY: Chief Compliance Officer The candidate will serve as the primary Compliance Team resource for BHS, the BHS business(es), hedge funds, and employees, and be responsible for the BHS Compliance control structure. Will continually review, enhance and structure the BHS Compliance control structure to en...
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Sponsored Job
Chief Compliance Officer
First Eagle Investment Management | New York City, NY
Type: Full-Time | Posted Date: Dec 10, 2022
SUMMARY: Chief Compliance Officer The candidate will report to the General Counsel and FEIM CCO, this individual will lead, develop and motivate a small compliance team while providing support to the credit business areas. Continue to work within the legal and compliance team, but within a more dedicated l...
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Litigation - General (consumer) Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 02, 2024
SUMMARY: ## Senior Associate Counsel - General Law I **Job Information** **JOB TITLE:** Senior Associate Counsel - General Law I **SALARY RANGE:** $124,375 - $163,242 **HAY POINTS:** 1056 **DEPT/DIV:** General Counsel **SUPERVISOR:** Deputy General Counsel/Unit Chief General Counsel – Gen...
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Corporate - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 29, 2024
SUMMARY: Job Title: Partner Matters Unit Lawyer Salary: $165,000 - $185,000 (annualized base salary) Experience: Significant legal experience in a law firm, in-house, or regulatory environment, preferably with exposure to partnership law, professional conduct rules, corporate governance, and HR law. Internat...
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Health Care - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 29, 2024
SUMMARY: Job Title: Optum Chief Legal Officer Location: Washington, DC (Remote considered) Company: Optum Job Category: Executive Leadership Team Salary Range: $XXX to $XXX per year (based on factors such as local labor markets, education, work experience, certifications, etc.) Travel: Yes, 10% of the t...
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Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 24, 2024
SUMMARY: The Assistant General Counsel, Regulatory will provide senior-level legal advice and support to FINRA's Board of Governors and advisory committees on complex and sensitive regulatory initiatives and rule changes. They will also serve as a subject matter expert in various areas of legal expertise and...
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Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: May 24, 2024
SUMMARY: The Assistant General Counsel, Regulatory will provide senior-level legal advice and support in connection with new regulatory initiatives, serve as a subject matter resource in one or more areas of legal expertise, and assist in briefing and communicating complex regulatory initiatives to senior ex...
Litigation - Commercial Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 20, 2024
SUMMARY: Job Title: Litigation Counsel at Flexport Location: Atlanta, GA; Chicago, IL; Los Angeles, CA; New York, NY; San Francisco, CA; Seattle, WA; U.S. Remote Company: Flexport Flexport is a global trade company with a mission to make global commerce easy and accessible. With innovative technology an...
Corporate - M&A Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 02, 2024
SUMMARY: # Counsel, M&A ## Job Description The M&A Counsel is an integral member of the core deal team for M&A transactions, including public and private entity acquisitions, reinsurance agreements and other arrangements in the life insurance space, as well as other strategic growth initiatives. This p...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 17, 2024
SUMMARY: Unit Chief The candidate will lead the Sex Crimes Unit using a survivor-centered, trauma-informed, transparent process, transforming the Unit’s practices, structure, case tracking, and more. Examine the staffing structure and processes of the unit and implement changes in consultation with execut...
Estate & Tax Planning Attorney in Kew Gardens, NY
Kew Gardens, NY
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: ...
Criminal Law - Defense Attorney in Brooklyn, NY
Brooklyn, NY
Type: Full Time | Posted Date: May 03, 2024
SUMMARY: Chief of the Appeals Bureau The Organization of Kings County District Attorney’s Office is looking for a senior level Attorney to join their team as the Chief of the Appeals Bureau. The successful candidate would be responsible for a variety of tasks, including: • Supervising and managing ...
Finance - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 01, 2024
SUMMARY: Job Title: General Counsel & Chief Compliance Officer H1: Join Our Team as General Counsel & CCO H2: Exciting Opportunity for Experienced Legal Professional - Full-time position in Compound Planning Wealth Management department - Location: San Francisco, New York, Denver - Competitive base salary s...
Other Attorney in Garden City, NY
Garden City, NY
Type: Full Time | Posted Date: Apr 18, 2024
SUMMARY: # Chief Legal Counsel Organization is seeking an experienced legal professional to join its leadership team as its Chief Legal Counsel. This position has the overall responsibility for supporting the activities of multiple organizational departments in accordance with Organization's policies, goa...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Apr 07, 2024
SUMMARY: The PCAOB reserves the right to modify the conditions of this job announcement or to withdraw the announcement, including but not limited to any advertised salary and work location, at any time without prior written notice. SEO friendly job title: Assistant Chief Counsel at PCAOB H1: Join the PC...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Apr 07, 2024
SUMMARY: We are seeking an experienced Associate Chief Counsel to join our team at the PCAOB. As a nonprofit organization established by Congress, we oversee the audits of public companies and SEC-registered brokers and dealers to protect investors and further the public interest in the preparation of indepe...
Corporate - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Apr 03, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR 5134. This regulation prohibits discrimination against qualified individuals on the basis of disability, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabilit...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Mar 20, 2024
SUMMARY: Director, Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matte...