Compliance Officer Jobs in Cincinnati
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Sponsored Job
Vice President And Compliance Officer
Dinsmore & Shohl LLP. | Cincinnati, OH
Type: Full-Time | Posted Date: Aug 07, 2022
SUMMARY: Vice President and Compliance Officer The candidate will facilitate and enforce all facets of the compliance program to protect the client from legal and regulatory risk. Provide strategic direction for compliance in support of client business operations, initiatives, and goals. Review and maintain...
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Sponsored Job
Vp Compliance Officer
Ultimus Fund Solutions, LLC | Cincinnati, OH
Type: Full-Time | Posted Date: Oct 24, 2022
SUMMARY: VP Compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers, performing annual reviews thereon, conducting risk assessments and periodic compliance testing, maintaining oversight of other services providers (distributors, transfer agent...
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Sponsored Job
Compliance Officer - Securities Industry
US Bank. | Cincinnati, OH
Type: Full-Time | Posted Date: Nov 26, 2022
SUMMARY: Compliance Officer - Securities Industry The candidate will serve as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series trusts containing mutual funds and exchange-traded funds (Trusts). Will assist in the compliance oversight of service providers to the Trusts, including...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Cincinnati, OH
Cincinnati, OH
Type: Full Time | Posted Date: Apr 11, 2024
SUMMARY: Investment Management Attorney and Chief Compliance Officer The candidate will serve as Chief Compliance Officer for a closed-end fund multiple trust series (Trust) and as a member of the Regulatory Administration team supporting closed-end funds, as well as open-end funds and ETFs. Maintain the Tr...
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Health Care - Compliance, Transactions, HIPAA Attorney in Cincinnati, OH
Cincinnati, OH
Type: Full Time | Posted Date: Apr 29, 2024
SUMMARY: Compliance Manager - Full Time - Elevance Health Job Description: The Compliance Manager at Elevance Health is responsible for managing foundational and strategic compliance responsibilities with consistent excellence. This position supports the team and management by overseeing projects, init...
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Health Care - Compliance, Transactions, HIPAA Attorney in Cincinnati, OH
Cincinnati, OH
Type: Full Time | Posted Date: Apr 26, 2024
SUMMARY: Compliance Manager (US) The Compliance Manager will be responsible for managing foundational and strategic compliance responsibilities with consistent excellence that support the team and management. - Compliance Manager position within Elevance Health - Full-time position with a hybrid work ...
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Health Care - Compliance, Transactions, HIPAA Attorney in Cincinnati, OH
Cincinnati, OH
Type: Full Time | Posted Date: Apr 18, 2024
SUMMARY: PandoLogic. Category:Insurance, Keywords:Compliance Manager Summary: The Compliance Manager - Incident Response will be responsible for managing foundational and strategic compliance responsibilities with consistent excellence. This position will support the team and management in various ...