Compliance Officer Jobs in Denver
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Sponsored Job
Compliance Manager - Governance And Securities
CPI Card Group | Littleton, CO
Type: Full-Time | Posted Date: Jul 25, 2020
SUMMARY: Compliance Manager - Governance and Securities Duties: Under the supervision of the Senior Counsel, Compliance, Governance and Securities, will assist members of CPI’s Legal and Compliance Department with various compliance management tasks and initiatives, including, but not limited to, complia...
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Sponsored Job
Vp Compliance Officer
Ultimus Fund Solutions, LLC | Denver, CO
Type: Full-Time | Posted Date: Oct 24, 2022
SUMMARY: VP Compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers, performing annual reviews thereon, conducting risk assessments and periodic compliance testing, maintaining oversight of other services providers (distributors, transfer agent...
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Sponsored Job
Compliance Officer - Tpm Governance
Ericsson, Inc. | Denver, CO
Type: Full-Time | Posted Date: Dec 03, 2022
SUMMARY: Compliance Officer - TPM Governance The candidate will support Ericsson’s Third-Party Management program as it’s being rolled out within Ericsson and in affiliated and controlled entities. Design enhancements to the TPM Program, including policies and procedures governing the program. Advise st...
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Finance - General Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: May 01, 2024
SUMMARY: Position: General Counsel & Chief Compliance Officer Experience: Extensive experience in compliance and legal roles within the financial services industry Salary: $180,000 base salary Location: San Francisco, New York, Denver Type: Full time Department: Compound Planning Wealth Management H1: Join...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Apr 11, 2024
SUMMARY: Investment Management Attorney and Chief Compliance Officer The candidate will serve as Chief Compliance Officer for a closed-end fund multiple trust series (Trust) and as a member of the Regulatory Administration team supporting closed-end funds, as well as open-end funds and ETFs. Maintain the Tr...
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Health Care - Compliance, Transactions, HIPAA Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Apr 29, 2024
SUMMARY: SEO Friendly Job Title: Compliance Manager - Healthcare H1: Join Our Team as a Compliance Manager at Elevance Health H2: Be Part of a Fortune 25 Company Dedicated to Improving Lives and Communities Bold Headlines: - Manage Compliance Responsibilities with Excellence at Elevance Health -...
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Health Care - Compliance, Transactions, HIPAA Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Apr 26, 2024
SUMMARY: Compliance Manager (US) - Salary Range: $89,460 to $153,360 The Compliance Manager will be responsible for managing regulatory audits, internal audits, and risk assessments while maintaining knowledge of laws and regulations. They will also conduct investigations and act as a subject matter exper...
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Health Care - Compliance, Transactions, HIPAA Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Apr 18, 2024
SUMMARY: H1: Compliance Manager - Incident Response at Elevance Health H2: Join Our Team and Make an Impact with Your Compliance Expertise Bullet points: - Full-time position as a Compliance Manager at Elevance Health - Responsible for managing foundational and strategic compliance responsibilities...