Compliance Officer Jobs in Melville
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Sponsored Job
Chief Compliance Officer
FactSet Research Systems Inc. | Norwalk, CT
Type: Full-Time | Posted Date: Oct 19, 2020
SUMMARY: Chief Compliance Officer The candidate will develop and implement tools, communications, and methodologies to identify, classify, remediate and track enterprise risk. evaluate and counsel on change management associated with remediation. Will write, review, revise and institutionalize policies to e...
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Sponsored Job
Chief Ethics and Compliance Officer
OHL North America | College Point, NY
Type: Full-Time | Posted Date: Apr 12, 2022
SUMMARY: Chief Ethics and Compliance Officer Responsibilities: Report to the General Counsel. Lead the compliance team. Develop strategies and lead efforts to encourage a Speak Up Culture for employees to raise concerns or questions. Learn the regulatory framework that affects our company and our public-sec...
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Sponsored Job
Vp Compliance Officer
Ultimus Fund Solutions, LLC | Hauppauge, NY
Type: Full-Time | Posted Date: Oct 24, 2022
SUMMARY: VP Compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers, performing annual reviews thereon, conducting risk assessments and periodic compliance testing, maintaining oversight of other services providers (distributors, transfer agent...
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Finance - Banking Attorney in Melville, NY
Melville, NY
Type: Full Time | Posted Date: May 10, 2024
SUMMARY: After that period, the hiring team may decide to close the position or continue to accept applications at their discretion. The Compliance Manager - Lending & Finance is a key role in Capital One’s Corporate Compliance organization. This position will support the Commercial lending businesses i...