Compliance Officer Jobs in Saint Louis
-
Sponsored Job
Lead Compliance Officer
Wells Fargo | Saint Louis, MO
Type: Full-Time | Posted Date: Nov 23, 2022
SUMMARY: Lead Compliance Officer The candidate will provide oversight and monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk over multiple business lines. Establish, implement and maintai...
-
Sponsored Job
Compliance Officer - Securities Industry
US Bank. | Saint Louis, MO
Type: Full-Time | Posted Date: Nov 26, 2022
SUMMARY: Compliance Officer - Securities Industry The candidate will serve as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series trusts containing mutual funds and exchange-traded funds (Trusts). Will assist in the compliance oversight of service providers to the Trusts, including...
-
Sponsored Job
Lead Compliance Officer – Corporate & Investment Banking
Wells Fargo | Saint Louis, MO
Type: Full-Time | Posted Date: Nov 30, 2022
SUMMARY: Lead Compliance Officer – Corporate & Investment Banking The candidate will provide oversight and monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lin...
-
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Saint Louis, MO
Saint Louis, MO
Type: Full Time | Posted Date: Apr 11, 2024
SUMMARY: Investment Management Attorney and Chief Compliance Officer The candidate will serve as Chief Compliance Officer for a closed-end fund multiple trust series (Trust) and as a member of the Regulatory Administration team supporting closed-end funds, as well as open-end funds and ETFs. Maintain the Tr...
-
Health Care - Compliance, Transactions, HIPAA Attorney in Saint Louis, MO
Saint Louis, MO
Type: Full Time | Posted Date: Apr 29, 2024
SUMMARY: H1: Compliance Manager - Join a Fortune 25 Healthcare Company H2: Manage Compliance Responsibilities and Make an Impact at Elevance Health - Compliance Manager position with a Fortune 25 healthcare company - Full-time, managing level position with hybrid workplace model (virtual and in-office) ...
-
Health Care - Compliance, Transactions, HIPAA Attorney in Saint Louis, MO
Saint Louis, MO
Type: Full Time | Posted Date: Apr 26, 2024
SUMMARY: H1: Compliance Manager (US) H2: Job Description and Responsibilities Compliance Manager (US) Job Description: - Manage and oversee compliance projects, audits, and risk assessments - Establish project plans and milestones, and provide updates to leadership - Stay up-to-date with laws and re...
-
Health Care - Compliance, Transactions, HIPAA Attorney in Saint Louis, MO
Saint Louis, MO
Type: Full Time | Posted Date: Apr 18, 2024
SUMMARY: Summary: - Position: Compliance Manager - Incident Response - Job Family: FRD > Compliance - Type: Full time - Date Posted: Apr 16, 2024 - Anticipated End Date: May 01, 2024 - Reference: JR105210 - Location: Multiple locations, including California, Colorado, Hawaii, Nevada, New York, Washi...