Compliance Officer Jobs in San Francisco
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Sponsored Job
Chief Compliance Officer, Special Purpose Depository Institution
Kraken Exchange | San Francisco, CA
Type: Full-Time | Posted Date: Jul 01, 2020
SUMMARY: Chief Compliance Officer, Special Purpose Depository Institution The candidate will create and control the compliance program. Develop, implement, and oversee all aspects of the bank’s compliance program, designed specifically for the bank’s unique activities and risks factors, in adherence wit...
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Sponsored Job
Chief Compliance Officer, Special Purpose Depository Institution
Kraken Exchange | San Francisco, CA
Type: Full-Time,Work From Home | Posted Date: Sep 05, 2020
SUMMARY: Chief Compliance Officer, Special Purpose Depository Institution Responsibilities: Develop, implement, and oversee all aspects of the bank’s compliance program, designed specifically for the bank’s unique activities and risks factors, in adherence with relevant laws, regulations, rules, and gui...
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Sponsored Job
Compliance Officer
Curology | San Francisco, CA
Type: Full-Time | Posted Date: Oct 20, 2020
SUMMARY: Compliance Officer Duties: Work closely with leadership to evaluate our operations and strategy in light of various regulatory and compliance requirements. Maintain a compliance architecture for affiliates, and manage the daily operations of the compliance program. Communicate with key stakeholder...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Apr 11, 2024
SUMMARY: Investment Management Attorney and Chief Compliance Officer The candidate will serve as Chief Compliance Officer for a closed-end fund multiple trust series (Trust) and as a member of the Regulatory Administration team supporting closed-end funds, as well as open-end funds and ETFs. Maintain the Tr...
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Finance - General Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: May 01, 2024
SUMMARY: Job Title: General Counsel & Chief Compliance Officer Location: San Francisco, New York, Denver Type: Full Time Department: Compound Planning Wealth Management Overview: - High growth digital family office for entrepreneurs, professionals, and retirees - Over $1B AUM added since 2022 - Team...
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Health Care - Compliance, Transactions, HIPAA Attorney in Walnut Creek, CA
Walnut Creek, CA
Type: Full Time | Posted Date: Apr 29, 2024
SUMMARY: Compliance Manager - Full Time - Remote/In-Office - Elevance Health Salary Range: $89,460 - $127,800 H1: Join Elevance Health as a Compliance Manager and Make an Impact H2: Manage Compliance Responsibilities and Support Team Excellence - Responsible for managing foundational and strategi...
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Health Care - Compliance, Transactions, HIPAA Attorney in Walnut Creek, CA
Walnut Creek, CA
Type: Full Time | Posted Date: Apr 26, 2024
SUMMARY: Compliance Manager (US) - Full Time Overview: - The Compliance Manager will be responsible for managing foundational and strategic compliance responsibilities with consistent excellence that support the team and management. - This position will work a hybrid model (remote and office) and the ...
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Health Care - Compliance, Transactions, HIPAA Attorney in Walnut Creek, CA
Walnut Creek, CA
Type: Full Time | Posted Date: Apr 18, 2024
SUMMARY: PandoLogic. Category:Legal, Keywords:Compliance Manager, Location:New York, NY-10001 SEO Friendly Job Title: Compliance Manager - Incident Response H1 Heading: Join Our Team as a Compliance Manager H2 Headings: - Hybrid Workforce Strategy at Elevance Health - Responsibilities and Impact of Compl...