Corporate Finance Securities Partner Jobs
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Partner in Corporate - Securities and Capital Markets in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: May 09, 2024
SUMMARY: # Levenfeld Pearlstein Seeks Corporate Partner (Securities) Levenfeld Pearlstein (LP) is looking for a securities partner to join its expanding Corporate Practice Group to assist and develop its securities, private fund and investment services practice. This is a great opportunity for an attorney w...
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Corporate - Securities and Capital Markets Attorney in San Jose, CA
San Jose, CA
Type: Full Time | Posted Date: May 14, 2024
SUMMARY: The Corporate Counsel, Corporate and Securities will be responsible for providing legal guidance on securities laws and corporate governance trends, drafting and reviewing SEC filings, and supporting the Board of Directors and its committees. This role will report to the VP and Deputy General Counse...
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Partner in Corporate - Private Equity, Finance - Banking in Manhattan, NY
Manhattan, NY
Type: Full Time | Posted Date: Apr 18, 2024
SUMMARY: Partner The candidate should preferably have LL.B or above (unified enrollment; first-tier universities) , overseas background and a J.D. degree. At least 5 years of practice experience as a lawyer, good at legal services in finance, private equity, international business and company listing?etc; F...
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Associate Attorney
Los Angeles, CA
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: Dressler Peters, LLC, a national law firm, is seeking an Associate Attorney with 0-7 years’ experience in business law with a concentration in corporate finance for its Springfield office. An associate will work with partners, associates, and clients in a busy litigation practice and will be activ...
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Corporate - Contract Law Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Apr 19, 2024
SUMMARY: SEO Friendly Job Title: AVP, Associate Counsel - Legal Advice for Brokerage and Product Support H1: Join Our Team as an AVP, Associate Counsel for Legal Advice in Brokerage and Product Support H2: Exciting Opportunity at LPL Financial Company Overview: - Founded on the principle of putting the adv...
Corporate - Asset/Investment Management Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: May 02, 2024
SUMMARY: H1: VP, Assistant General Counsel - Legal Services for Investor Complaints in Financial Firm H2: Responsibilities and Qualifications for VP, Assistant General Counsel Role The Vice President, Assistant General Counsel in the firm’s Early Dispute Resolution (EDR) group is responsible for a broa...
Corporate - Asset/Investment Management Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: May 02, 2024
SUMMARY: H1: Vice President, Assistant General Counsel - Early Dispute Resolution (EDR) H2: Job Responsibilities and Qualifications Summary: The Vice President, Assistant General Counsel in the firm's Early Dispute Resolution (EDR) group is responsible for handling a broad range of in-house legal serv...
Corporate - Asset/Investment Management Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: May 02, 2024
SUMMARY: Why LPL? At LPL, we believe that objective financial guidance is a fundamental need for everyone. As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. We provide you with a work environment that...
Corporate - Securities and Capital Markets Attorney in Saint Petersburg, FL
Saint Petersburg, FL
Type: Full Time | Posted Date: May 02, 2024
SUMMARY: H1: Assistant General Counsel, Fixed Income Capital Markets-2400739 H2: Job Summary Assistant General Counsel, Fixed Income Capital Markets-2400739: Providing comprehensive legal support for the Fixed Income Capital Markets division of Raymond James (FICM), including transactional, litigation, a...
Corporate - Contract Law Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: May 02, 2024
SUMMARY: SEO Friendly Job Title: Assistant Vice President, Associate Counsel - Institutional Services H1 Friendly Heading: Join LPL Financial as an Assistant Vice President, Associate Counsel in our Institutional Services Legal Team! H2 Friendly Headings: - Be a Part of a Successful and Growing Comp...
Corporate - Securities and Capital Markets Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: Apr 19, 2024
SUMMARY: LPL Financial is a leader in the financial services industry, providing innovative financial solutions to individual and institutional clients. We are dedicated to providing trusted investment advice and exceptional service to our clients. As a company, we value honesty, integrity, and respect, and ...
Corporate - Securities and Capital Markets Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Apr 19, 2024
SUMMARY: Role: AVP, Associate General Counsel Location: Fort Mill/Charlotte, Boston, MA, San Diego, CA Time Type: Full Time Salary: $137,520-$206,280/year Job Requisition ID: R-035546 Job Overview: The AVP, Associate General Counsel will be responsible for managing complex regulatory matters with f...
Legal Staff Paralegal in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Apr 26, 2024
SUMMARY: Corporate Paralegals The candidates will be assigned to one of several partner groups organized around specific practice areas such as banking and credit, capital markets, environmental law, executive compensations and benefits, intellectual property, mergers and acquisitions, real estate, tax and ...
Corporate - Securities and Capital Markets Attorney / Finance - Structured Finance Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Apr 19, 2024
SUMMARY: For more information about Northern Trust, visit northerntrust.com Job Description The Senior Legal Counsel, Derivatives – Asset Servicing, Capital Markets will provide high quality legal advice and counsel to Global Foreign Exchange, Treasury and Swap Dealer Compliance. This includes serving ...
Shareholder Litigation Associate
Los Angeles, CA
Type: Full Time | Posted Date: Apr 25, 2024
SUMMARY: We are a plaintiffs-side law firm seeking a litigation associate with 4 to 8 years of experience. We focus primarily in shareholder derivative litigation and shareholder class actions, with a particular emphasis on breach of fiduciary duty claims, including in connection with excessive executive ...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Anchorage, AK
Anchorage, AK
Type: Full Time | Posted Date: May 18, 2024
SUMMARY: Mid- to Senior-level Financial Services Compliance and Regulatory Associate The candidate must have 4 years of experience working on compliance and regulatory matters. Should ideally have experience working with and counseling registered investment advisors and broker-dealers on regulatory and com...
Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in Salt Lake City, UT
Salt Lake City, UT
Type: Full Time | Posted Date: May 14, 2024
SUMMARY: Transaction Shareholder Attorney DUTIES: Work on matters such as: Entity formation and the structuring of transactions; Negotiating and drafting complex transaction documents; Managing transaction due diligence processes, closings and checklists; Federal and state securities laws and filings; Helpi...
Corporate - Securities and Capital Markets Attorney / Finance - Structured Finance Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: May 14, 2024
SUMMARY: Job Title: Finance Associate Attorney (San Francisco) Salary: $365,000 - $390,000 Experience: 4 years Location: San Francisco, CA Practice Area: Finance & Bankruptcy Department: Finance H1: Join Our Team as a Finance Associate Attorney in San Francisco H2: Sheppard Mullin Seeks Experienced...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: May 14, 2024
SUMMARY: If you have any questions about the Company’s equal employment opportunity policy, please contact the Human Resources department at talent_acquisition@mfs.com. Salary Information: The salary for the Assistant Counsel position at MFS ranges from $120,000 to $150,000 per year, depending on exp...
Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Wealth Management, Financial Products and Regulatory Attorney - Vice President, Assistant General Counsel: - Job Identification: 210510239 - Job Category: Counsel - Business Unit: Corporate Sector - Posting Date: 04/17/2024, 05:58 PM - Locations: New York, NY; Columbus, OH; Plano, TX - Job Sch...