52 jobs found for

Enforcement Counsel Jobs in Maryland

Sponsored Job

Principal Counsel, Enforcement

FINRA. | Rockville, MD

Type: Full-Time | Posted Date: Aug 07, 2020

SUMMARY: Principal Counsel, Enforcement Duties: Resolve all types of Enforcement matters based on objective and complete assessment of the facts and law, including independently resolving non-complex matters. Determine and execute an effective risk-based legal strategy to complete and assess the record fair...

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Sponsored Job

Enforcement Counsel

Nasdaq, Inc. | Rockville, MD

Type: Full-Time | Posted Date: Sep 17, 2020

SUMMARY: Enforcement Counsel Duties: Handle allegations of market manipulation, partnering with the team’s investigators to prepare for on-the-record testimony. Drafting settlement documents, negotiating with a firm’s counsel over potential rule violations or appropriate sanctions. Analyzed the evidence...

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Sponsored Job

Counsel, Enforcement

FINRA. | Rockville, MD

Type: Full-Time | Posted Date: Aug 09, 2022

SUMMARY: Counsel, Enforcement The candidate will execute an effective risk-based legal strategy to assess the record fairly. Collaborate with investigative staff to plan investigations and fully develop the record. Research and identify the legal requirements for charges. Recommend a fair and effective outc...

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Litigation - Securities Litigation - Defense Attorney in Rockville, MD

Rockville, MD

Type: Full Time | Posted Date: May 08, 2024

SUMMARY: H1: Principal Counsel, Enforcement - $150,000-$200,000/year - Full Time - R-007990 H2: Join Our Team as an Enforcement Principal Counsel with FINRA! Are you a skilled and experienced attorney looking for a challenging and rewarding career opportunity? Look no further than FINRA, the Financial ...
Health Care - Compliance, Transactions, HIPAA Attorney in Hanover, MD

Hanover, MD

Type: Full Time | Posted Date: May 10, 2024

SUMMARY: Investigator Senior - Join the Elevance Health team and make a difference in healthcare fraud investigations! H1: Investigator Senior Elevance Health Full-Time Remote and Office Position H2: Join Our Team in Fighting Healthcare Fraud Job Title: Investigator Senior Department: Payment ...
Other Attorney in Baltimore, MD

Baltimore, MD

Type: Full Time | Posted Date: May 10, 2024

SUMMARY: SEO Friendly Job Title: Assoc General Counsel, Compliance & Ethics - BSC (Hybrid) H1: Join Exelon as an Assoc General Counsel for Compliance & Ethics in Baltimore, MD H2: Lead Corporate Investigations and Develop Training Programs for Compliance & Ethics Bold Headlines: -Exelon, a Fortun...
Health Care - Compliance, Transactions, HIPAA Attorney in Hanover, MD

Hanover, MD

Type: Full Time | Posted Date: May 03, 2024

SUMMARY: Senior Investigator (Investigator Sr) - Full Time Salary: Not specified Location: Remote and office (hybrid model) Experience: Minimum of 5 years in healthcare insurance and investigation Education: BA/BS required Company: Elevance Health (formerly Carelon Payment Integrity) Depart...
Corporate - General Attorney in Rockville, MD

Rockville, MD

Type: Full Time | Posted Date: Apr 23, 2024

SUMMARY: Organization: FINRA (Financial Industry Regulatory Authority) Position: Vice President & Associate General Counsel, Regulatory Experience: Minimum of 10 years of relevant legal experience Location: Washington, DC or Rockville, MD Type: Full time Salary: Minimum of $175,600, maximum of $345,700 ...

IP_ - Patent Licensing Attorney in Rockville, MD

Rockville, MD

Type: Full Time | Posted Date: Apr 22, 2024

SUMMARY: SEO-Friendly Job Title: Associate General Counsel at ZeniMax Media Inc. H1 Heading: Join ZeniMax Media as an Associate General Counsel H2 Heading: Immediate Opening for an Associate General Counsel at ZeniMax Media Summary: ZeniMax Media Inc., a leading global publisher and developer in ...
Litigation - General (consumer) Attorney in Rockville, MD

Rockville, MD

Type: Full Time | Posted Date: Apr 11, 2024

SUMMARY: Senior Litigation Counsel, Enforcement - Any FINRA Location Salary: - Minimum Salary: - California: $146,200 - Washington, DC: $146,200 - Colorado/Hawaii: $127,300 - New York, NY: $152,700 - Washington: $127,300 - Maximum Salary: - California: $296,100 - Washington, DC: $283,800 - Color...
Litigation - General (consumer) Attorney in Hyattsville, MD

Hyattsville, MD

Type: Full Time | Posted Date: Apr 11, 2024

SUMMARY: ...
Water Law Attorney in Baltimore, MD

Baltimore, MD

Type: Full Time | Posted Date: Apr 08, 2024

SUMMARY: # Safe Drinking Water Associate Beveridge & Diamond, P.C. is seeking a Safe Drinking Water Act (SDWA) associate with three to four years of experience to join their firm. The ideal candidate should have significant expertise in drinking water regulation and experience with the SDWA and its implemen...
Litigation - White Collar Crime & Government Investigations Attorney / Litigation - White Collar Crime & Government Investigations - Defense Attorney / Litigation - White Collar Crime & Government Investigations - Plaintiffs Attorney in Rockville, MD

Rockville, MD

Type: Full Time | Posted Date: Mar 22, 2024

SUMMARY: SEO friendly job title: Senior Director, Special Investigations Unit - Any FINRA Location H1: Senior Director - Special Investigations Unit H2: Job Description and Responsibilities Bold Headlines: - Join the leading securities regulator in the US - Oversee AML and anti-fraud investigati...
Data Privacy Attorney / Data Privacy - Litigation Attorney / Data Privacy - Transactional Attorney in Rockville, MD

Rockville, MD

Type: Full Time | Posted Date: Mar 14, 2024

SUMMARY: Senior Director, Cyber-Enabled Fraud and Analytics - Any FINRA Location Full time Posted Yesterday Job Requisition ID: R-007655 The Senior Director within FINRA’s Cyber and Analytics Unit (CAU) leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing cyber-enabled fraud inve...
Attorney in Rockville, MD

Rockville, MD

Type: Full Time | Posted Date: Mar 13, 2024

SUMMARY: Senior Analyst, Public Offerings The candidate analyzes complex and high-profile public offering transactions. Reviews and investigates proposed public offering underwriting arrangements to ensure compliance with the organization and SEC rules as well as other securities laws. Ensures underwriting ...
Law Student - Government in Baltimore, MD

Baltimore, MD

Type: Full Time | Posted Date: Mar 14, 2024

SUMMARY: ...
Law Student - Government in Baltimore, MD

Baltimore, MD

Type: Full Time | Posted Date: Mar 14, 2024

SUMMARY: ...
Law Student - Government in Baltimore, MD

Baltimore, MD

Type: Full Time | Posted Date: Mar 14, 2024

SUMMARY: ...
Law Student - Government in Baltimore, MD

Baltimore, MD

Type: Full Time | Posted Date: Mar 14, 2024

SUMMARY: ...
Law Student - Government in Baltimore, MD

Baltimore, MD

Type: Full Time | Posted Date: Mar 14, 2024

SUMMARY: ...
Law Student - Government in Baltimore, MD

Baltimore, MD

Type: Full Time | Posted Date: Mar 14, 2024

SUMMARY: ...
Law Student - Government in Baltimore, MD

Baltimore, MD

Type: Full Time | Posted Date: Mar 14, 2024

SUMMARY: ...
Law Student - Government in Baltimore, MD

Baltimore, MD

Type: Full Time | Posted Date: Mar 14, 2024

SUMMARY: ...

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Other Attorney in Baltimore, MD

Health Care - Compliance, Transactions, HIPAA Attorney in Hanover, MD

Corporate - General Attorney in Rockville, MD

IP_ - Patent Licensing Attorney in Rockville, MD

Litigation - General (consumer) Attorney in Rockville, MD

Litigation - General (consumer) Attorney in Hyattsville, MD

Water Law Attorney in Baltimore, MD

Litigation - White Collar Crime & Government Investigations Attorney / Litigation - White Collar Crime & Government Investigations - Defense Attorney / Litigation - White Collar Crime & Government Investigations - Plaintiffs Attorney in Rockville, MD

Data Privacy Attorney / Data Privacy - Litigation Attorney / Data Privacy - Transactional Attorney in Rockville, MD

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