Entry Level Compliance Officer Jobs in Connecticut
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Sponsored Job
Chief Compliance Officer -Investment Management
Symetra Financial Corporation | Farmington, CT
Type: Full-Time | Posted Date: Sep 25, 2020
SUMMARY: Chief Compliance Officer - Investment Management The candidate will be a key member of the firm’sInvestment Management (SIM) law department, and will support registration, new and existing client opportunities, new investment origination and management as well as ensuring compliance with the evo...
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Sponsored Job
Chief Compliance Officer
FactSet Research Systems Inc. | Norwalk, CT
Type: Full-Time | Posted Date: Oct 19, 2020
SUMMARY: Chief Compliance Officer The candidate will develop and implement tools, communications, and methodologies to identify, classify, remediate and track enterprise risk. evaluate and counsel on change management associated with remediation. Will write, review, revise and institutionalize policies to e...
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Sponsored Job
Chief Compliance And Regulatory Officer (ccro)
IFG Companies | Hartford, CT
Type: Full-Time | Posted Date: Nov 30, 2022
SUMMARY: Chief Compliance and Regulatory Officer (CCRO) The candidate will serve as an advisor to IFG Companies' senior management team on operational compliance and regulatory matters, providing advice, guidance and effective business-focused solutions. Closely monitor the insurance laws, rules, regulation...