Entry Level Compliance Officer Jobs in New York
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Sponsored Job
Senior Compliance Officer - Regulatory
Popular Inc. | New York City, NY
Type: Full-Time | Posted Date: Oct 31, 2022
SUMMARY: Senior Compliance Officer - Regulatory The candidate will participate in and contribute to the execution of Popular’s Compliance Program, ensuring alignment with Corporate compliance and strategic direction and recommend policy and/or actions based on internal and external industry developments f...
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Sponsored Job
Chief Compliance Officer/general Counsel
New York Credit Union Association | Albany, NY
Type: Full-Time | Posted Date: Dec 09, 2022
SUMMARY: Chief Compliance Officer/General Counsel The candidate will be responsible for directing and managing the Office of General Counsel. Acting as the primary legal counsel and Chief Compliance Officer for the Association and its affiliated entities. Analyzing and interpreting laws and regulations tha...
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Sponsored Job
Chief Compliance Officer
Brookfield Asset Management Inc. | New York City, NY
Type: Full-Time | Posted Date: Dec 09, 2022
SUMMARY: Chief Compliance Officer The candidate will serve as the primary Compliance Team resource for BHS, the BHS business(es), hedge funds, and employees, and be responsible for the BHS Compliance control structure. Will continually review, enhance and structure the BHS Compliance control structure to en...
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Finance - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 01, 2024
SUMMARY: Job Title: General Counsel & Chief Compliance Officer H1: Join Our Team as General Counsel & CCO H2: Exciting Opportunity for Experienced Legal Professional - Full-time position in Compound Planning Wealth Management department - Location: San Francisco, New York, Denver - Competitive base salary s...
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Corporate - Compliance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 24, 2024
SUMMARY: ...
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Corporate - Compliance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 24, 2024
SUMMARY: ...
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Corporate - Compliance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: ...
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Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 10, 2024
SUMMARY: H1: Compliance Product Officer (VP) - Fair Lending - Credit Operations H2: Job Overview and Responsibilities The Compliance Product Officer (VP) for Fair Lending in Credit Operations will serve as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair L...