Finra Attorney Jobs
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Sponsored Job
Senior Counsel
FINRA. | New York City, NY
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory responses. Work closely with the Counsel to the Head of Enforcement a...
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Sponsored Job
Litigation Director (Non-Disciplinary) - Enforcement
FINRA. | Washington, DC
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Litigation Director (Non-Disciplinary) - Enforcement The candidate will manage a team of dedicated litigation attorneys and other staff, and, as necessary, litigates non-disciplinary and disciplinary proceedings as first or second chair. Work closely with Vice President, Litigation to collaborate w...
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Sponsored Job
Senior Counsel
FINRA. | Washington, DC
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory responses. Work closely with the Counsel to the Head of Enforcement a...
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Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: Principal Counsel, Enforcement - Salary, Job Title, and Experience Information Job Title: Principal Counsel, Enforcement Organization: FINRA (Financial Industry Regulatory Authority) Experience: Minimum of seven years of relevant legal experience in the financial regulatory space or related...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: Principal Counsel, Enforcement (Salary: Competitive) The Principal Counsel, Enforcement position at FINRA is a full-time role that requires a minimum of seven years of relevant legal experience in the financial regulatory space. The successful candidate will be responsible for performing rigorous...
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Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: H1: Principal Counsel, Enforcement - $150,000-$200,000/year - Full Time - R-007990 H2: Join Our Team as an Enforcement Principal Counsel with FINRA! Are you a skilled and experienced attorney looking for a challenging and rewarding career opportunity? Look no further than FINRA, the Financial ...
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Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: H1: Principal Counsel, Enforcement - FINRA Careers H2: Apply for the Position of Principal Counsel, Enforcement at FINRA FINRA, a leading securities regulator, is currently seeking a Principal Counsel, Enforcement to join their team. This role offers a competitive salary and benefits package, as...
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Litigation - Securities Litigation - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: FINRA is seeking a Principal Counsel, Enforcement to join our team in various locations across the US. This position offers a competitive salary and benefits package, including a discretionary bonus, comprehensive health, dental and vision insurance, 401(k) plan with company match, and many other be...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: H1: Principal Counsel, Enforcement - FINRA Careers H2: Join Our Team as a Principal Counsel, Enforcement FINRA, the Financial Industry Regulatory Authority, is seeking a highly skilled and experienced Principal Counsel to join our Enforcement team. This is a full-time position with locations avail...
Litigation - Securities Litigation - Defense Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: H1: Principal Counsel, Enforcement - Join FINRA Today! H2: Apply for the Role of Principal Counsel, Enforcement at FINRA Are you a highly skilled and experienced legal professional with a background in financial regulation? Are you looking for a challenging and rewarding career opportunity? Look...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: H1: Principal Counsel, Enforcement - Join FINRA and Make a Difference in Financial Regulation H2: Overview: - Role: Principal Counsel, Enforcement - Organization: FINRA - Location: Multiple locations (see job posting) - Time type: Full time - Job requisition ID: R-007990 - Education/Experience: Mi...
Litigation - Securities Litigation - Defense Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: H1: Principal Counsel, Enforcement - Apply Now! H2: Join FINRA as a Principal Counsel and make a difference in the financial regulatory space Organizations: FINRA (Financial Industry Regulatory Authority) Locations: - Rockville, MD - Jersey City, NJ - Jericho, NY - Denver, CO - Dallas,...
Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: Principal Counsel, Enforcement - Salary Information Organization: FINRA Job Title: Principal Counsel, Enforcement Experience: Minimum of 7 years of relevant legal experience in financial regulatory space or related areas. Salary: Competitive salary based on experience and qualifications. H1:...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: H1: Become a Principal Counsel in Enforcement at FINRA H2: Lead and Advocate for Fair and Effective Outcomes in Enforcement Matters BOLD HEADLINES: - Join the Team at FINRA as a Principal Counsel in Enforcement - Use Your Legal Expertise to Advance Investigations and Develop Strategies - Collaborat...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: H1: Principal Counsel, Enforcement - Competitive Salary and Benefits H2: Join Our Team at FINRA - Apply Today! Summary: FINRA, a leading financial regulatory organization, is seeking a highly experienced Principal Counsel to join their Enforcement team. The successful candidate will be responsible...
Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: The Principal Counsel, Enforcement position is a full-time role within the organization with a minimum of seven years of relevant legal experience in the financial regulatory space. This role is responsible for performing rigorous assessments and effective advocacy in Enforcement matters. The salary...
Corporate - General Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Apr 30, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Corporate - General Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Apr 23, 2024
SUMMARY: Organization: FINRA (Financial Industry Regulatory Authority) Position: Vice President & Associate General Counsel, Regulatory Experience: Minimum of 10 years of relevant legal experience Location: Washington, DC or Rockville, MD Type: Full time Salary: Minimum of $175,600, maximum of $345,700 ...
Litigation - General (consumer) Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Apr 21, 2024
SUMMARY: H1: Senior Litigation Counsel, Enforcement - Any FINRA Location H2: Essential Job Functions: - Represent FINRA in complex disciplinary and non-disciplinary proceedings - Brief and argue appeals before the National Adjudicatory Council - Provide guidance and advice on statutory disqualification and ...
Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: Title: Principal Counsel, Enforcement Organization: FINRA (Financial Industry Regulatory Authority) Location: Multiple locations (Rockville, MD, Jersey City, NJ, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL, Boston, MA, Boca Raton, FL, Woodbridge, NJ, Washington, DC, San Francisco, CA, Philade...
Finance - Banking Attorney in Palo Alto, CA
Palo Alto, CA
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Compensation and Benefits Competitive base salary plus incentive compensation based on individual and team performance Comprehensive benefits program, including medical, dental, vision, matching 401K, and generous paid time off Opportunities for growth and development, including access to in...
Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Apr 16, 2024
SUMMARY: #LI-POST H1: Join WilmerHale as a Consumer Finance Senior Associate in New York or DC H2: WilmerHale: A Leading International Law Firm with a Commitment to Quality and Excellence Law Firm Seeking Experienced Consumer Finance Senior Associate in New York or DC - Job ID: 1399 - Competitive Sa...
Finance - Banking Attorney / Litigation - Securities Litigation - Defense Attorney in Addison, TX
Addison, TX
Type: Full Time | Posted Date: Apr 16, 2024
SUMMARY: Law Firm Seeking Securities Litigation & Regulatory Associate Attorney in Dallas, TX Bressler, Amery & Ross, a national law firm, is seeking a Securities Litigation & Regulatory Associate Attorney to join our Dallas office. This is a great opportunity for an experienced attorney to work with a dy...