Finra Attorney Jobs in California
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Sponsored Job
Litigation Director (Non-Disciplinary) - Enforcement
FINRA. | San Francisco, CA
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Litigation Director (Non-Disciplinary) - Enforcement The candidate will manage a team of dedicated litigation attorneys and other staff, and, as necessary, litigates non-disciplinary and disciplinary proceedings as first or second chair. Work closely with Vice President, Litigation to collaborate w...
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Sponsored Job
Litigation Director (Non-Disciplinary) - Enforcement
FINRA. | Los Angeles, CA
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Litigation Director (Non-Disciplinary) - Enforcement The candidate will manage a team of dedicated litigation attorneys and other staff, and, as necessary, litigates non-disciplinary and disciplinary proceedings as first or second chair. Work closely with Vice President, Litigation to collaborate w...
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Sponsored Job
Senior Counsel
FINRA. | San Francisco, CA
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory responses. Work closely with the Counsel to the Head of Enforcement a...
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Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: H1: Principal Counsel, Enforcement - FINRA Careers H2: Apply for the Position of Principal Counsel, Enforcement at FINRA FINRA, a leading securities regulator, is currently seeking a Principal Counsel, Enforcement to join their team. This role offers a competitive salary and benefits package, as...
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Litigation - Securities Litigation - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: FINRA is seeking a Principal Counsel, Enforcement to join our team in various locations across the US. This position offers a competitive salary and benefits package, including a discretionary bonus, comprehensive health, dental and vision insurance, 401(k) plan with company match, and many other be...
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Finance - Banking Attorney in Palo Alto, CA
Palo Alto, CA
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Compensation and Benefits Competitive base salary plus incentive compensation based on individual and team performance Comprehensive benefits program, including medical, dental, vision, matching 401K, and generous paid time off Opportunities for growth and development, including access to in...
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Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: Senior Analyst, Dispute Resolution Services Training Apply Logo Job Locations Chicago, IL (Job Posting) Jersey City, NJ (Job Posting) Boca Raton, FL (Job Posting) New York, NY (Job Posting) Los Angeles, CA (Job Posting) Full Time Posted Today Job Requisition ID R-007973 ...
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Employment Law - General Attorney / Litigation - Labor & Employment Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: May 14, 2024
SUMMARY: Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation. Senior Counsel - Employment Counseling & Litigation Section: - Senior Counsel position within the Employment Division of Wells Fargo Legal Department ...
Employment Law - General Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: May 05, 2024
SUMMARY: Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation. Company: Wells Fargo Department: Legal Department Job Title: Senior Counsel - Labor & Employment Job Type: Full Time Experience: 4 years of Law experi...
Employment Law - General Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: May 05, 2024
SUMMARY: Senior Counsel - Labor & Employment Wells Fargo is currently seeking a Senior Counsel to join their Employment Counseling & Litigation Section in the Employment Division of the Legal Department. This is a full-time position with a hybrid work schedule, requiring at least 3 days in the office. The...
Litigation - Labor & Employment Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: May 03, 2024
SUMMARY: The Counsel - Employment Counseling & Litigation Section position at Wells Fargo is an exciting opportunity for a skilled attorney to join a dynamic legal team. The role involves handling a wide range of employment-related legal issues for the company and its subsidiaries, including managing adminis...
Corporate - Asset/Investment Management Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: May 02, 2024
SUMMARY: Why LPL? At LPL, we believe that objective financial guidance is a fundamental need for everyone. As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. We provide you with a work environment that...
Litigation - General (consumer) Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Apr 11, 2024
SUMMARY: Senior Litigation Counsel - Enforcement The Senior Litigation Counsel is a key role within the organization, responsible for representing FINRA in complex disciplinary and non-disciplinary proceedings nationwide. This role requires a minimum of 10 years of litigation experience, first-chair trial...
Litigation - General (consumer) Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Apr 11, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Any FINRA Location Full-Time Position Job Requisition ID: R-007844 The Senior Litigation Counsel at FINRA, the Financial Industry Regulatory Authority, is responsible for nationwide litigation of non-disciplinary and disciplinary proceedings before the O...
Litigation - White Collar Crime & Government Investigations Attorney / Litigation - White Collar Crime & Government Investigations - Defense Attorney / Litigation - White Collar Crime & Government Investigations - Plaintiffs Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Mar 22, 2024
SUMMARY: SEO friendly job title: Senior Director, Special Investigations Unit - FINRA - Full Time H1: Senior Director, Special Investigations Unit - Any FINRA Location H2: About FINRA's Special Investigations Unit (SIU) Salary Information: - Minimum salary: $149,600 - Maximum salary: $351,200 - Actua...
Litigation - White Collar Crime & Government Investigations Attorney / Litigation - White Collar Crime & Government Investigations - Defense Attorney / Litigation - White Collar Crime & Government Investigations - Plaintiffs Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Mar 22, 2024
SUMMARY: Senior Director, Special Investigations Unit - FINRA H1: Senior Director, Special Investigations Unit - FINRA: AML and Fraud Expertise in Financial Regulatory Agency H2: Join FINRA as Senior Director, Special Investigations Unit and Lead AML and Fraud Investigations Bullet Points: - Lead...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Apr 01, 2024
SUMMARY: Principal Analyst, Risk Monitoring The candidate will conduct risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Report to a Risk Monitoring Director and supports both that direct manager in identifying existing and emerging risks, and intera...
Corporate - Asset/Investment Management Attorney / Corporate - Contract Law Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Apr 19, 2024
SUMMARY: LPL Financial is an Equal Opportunity Employer. Vice President, Assistant General Counsel at LPL Financial Location: Boston, MA; Fort Mill, SC; San Diego, CA; Austin, TX; Kansas City, KS Full Time, Posted Yesterday Job Requisition ID: R-035369 - Exciting opportunity to join a dynamic and in...
Government and Government Relations Attorney in Mountain View, CA
Mountain View, CA
Type: Full Time | Posted Date: Apr 16, 2024
SUMMARY: Senior Product/Regulatory Counsel Role at Arta - Salary Information and Job Description Arta, a financial technology company, is seeking a Senior Product/Regulatory Counsel to join their Legal team. This individual will play a key role in shaping the development and launch of compliant financial ...
Data Privacy Attorney / Data Privacy - Litigation Attorney / Data Privacy - Transactional Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Mar 13, 2024
SUMMARY: Senior Director, Cyber-Enabled Fraud and Analytics - Any FINRA Location The Senior Director within FINRA’s Cyber and Analytics Unit (CAU) will lead a team responsible for overseeing cyber-enabled fraud investigations involving member firms and conducting threat identification analysis using dat...
Data Privacy Attorney / Data Privacy - Litigation Attorney / Data Privacy - Transactional Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Mar 14, 2024
SUMMARY: Senior Director, Cyber-Enabled Fraud and Analytics - Any FINRA Location Full Time Job Requisition ID: R-007655 The Senior Director within FINRA’s Cyber and Analytics Unit (CAU) leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing investigations involving member firms and th...