Finra Attorney Jobs in New Jersey
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Sponsored Job
Litigation Director (Non-Disciplinary) - Enforcement
FINRA. | Jersey City, NJ
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Litigation Director (Non-Disciplinary) - Enforcement The candidate will manage a team of dedicated litigation attorneys and other staff, and, as necessary, litigates non-disciplinary and disciplinary proceedings as first or second chair. Work closely with Vice President, Litigation to collaborate w...
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Sponsored Job
Litigation Director (Non-Disciplinary) - Enforcement
FINRA. | Woodbridge, NJ
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Litigation Director (Non-Disciplinary) - Enforcement The candidate will manage a team of dedicated litigation attorneys and other staff, and, as necessary, litigates non-disciplinary and disciplinary proceedings as first or second chair. Work closely with Vice President, Litigation to collaborate w...
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Sponsored Job
Senior Counsel
FINRA. | Jersey City, NJ
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory responses. Work closely with the Counsel to the Head of Enforcement a...
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Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: May 19, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Any FINRA Location The Senior Litigation Counsel is responsible for representing the Financial Industry Regulatory Authority (FINRA) in disciplinary and non-disciplinary proceedings. They will also be responsible for briefing and arguing appeals before the...
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Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: May 19, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Any FINRA Location Job Title: Senior Litigation Counsel, Enforcement Salary Range: Minimum salary $127,300 - Maximum salary $296,100 (based on location and qualifications) Experience: Minimum of 10 years of litigation experience Job Description: Th...
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Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: H1: Principal Counsel, Enforcement - Join FINRA and Make a Difference in Financial Regulation H2: Overview: - Role: Principal Counsel, Enforcement - Organization: FINRA - Location: Multiple locations (see job posting) - Time type: Full time - Job requisition ID: R-007990 - Education/Experience: Mi...
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Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: H1: Principal Counsel, Enforcement - Competitive Salary and Benefits H2: Join Our Team at FINRA - Apply Today! Summary: FINRA, a leading financial regulatory organization, is seeking a highly experienced Principal Counsel to join their Enforcement team. The successful candidate will be responsible...
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Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: H1: Principal Analyst, Dispute Resolution Services Training H2: Job Description Organization: FINRA Job Title: Principal Analyst, Dispute Resolution Services Training Job Requisition ID: R-007973 Locations: Chicago, IL; Jersey City, NJ; Boca Raton, FL; New York, NY; Los Angeles, CA T...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Apr 22, 2024
SUMMARY: The Principal Investigator, NCP, is responsible for leading investigations of varying risk and complexity within FINRA's National Cause Program. They will gather regulatory intelligence, compile and analyze records, and conduct interviews of relevant parties. The ideal candidate will have an advance...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Apr 22, 2024
SUMMARY: Director, Member Supervision Operations, Procedures, and Standards The candidate will provide strategic leadership and guidance and establish procedures and standards across the program as well as advise and collaborate with various groups conducting reviews of the program including the SEC, Intern...
Legal Staff Paralegal in Florham Park, NJ
Florham Park, NJ
Type: Full Time | Posted Date: May 16, 2024
SUMMARY: with “Paralegal – Financial Services” in the subject line. Law firm seeking experienced Litigation Paralegal (Financial Services) for NJ office Bressler, Amery & Ross, a rapidly growing national law firm, is seeking a Paralegal with a minimum of 3 years of experience to join their Financ...
Litigation - General (consumer) Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Apr 11, 2024
SUMMARY: SEO Friendly Job Title: Senior Litigation Counsel - Enforcement H1: Join FINRA as a Senior Litigation Counsel H2: Represent FINRA in Complex Securities Cases Organization: FINRA Department: Office of Hearing Officers Experience: Minimum of 10 years of litigation experience Salary I...
Litigation - General (consumer) Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Apr 11, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Any FINRA Location Salary Information: - Minimum salary ranges from $127,300 to $152,700, depending on location. - Maximum salary ranges from $246,600 to $296,100, depending on location. - Actual compensation is based on various factors, including can...
Corporate - General Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Apr 03, 2024
SUMMARY: © 2021 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Sr Vice President, Corp Financing & Advertising Regulation - The Sr Vice President of Corporate Financing and Advertising Regulation is a key member of the Office of the C...
Litigation - White Collar Crime & Government Investigations Attorney / Litigation - White Collar Crime & Government Investigations - Defense Attorney / Litigation - White Collar Crime & Government Investigations - Plaintiffs Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Mar 22, 2024
SUMMARY: Senior Director, Special Investigations Unit - Any FINRA Location Full Time R-007744 Overview: The Senior Director within FINRA’s Special Investigations Unit (SIU) will be responsible for overseeing the anti-money laundering (AML) and anti-fraud investigative functions. This includes l...
Litigation - White Collar Crime & Government Investigations Attorney / Litigation - White Collar Crime & Government Investigations - Defense Attorney / Litigation - White Collar Crime & Government Investigations - Plaintiffs Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Mar 22, 2024
SUMMARY: H1: Senior Director, Special Investigations Unit - Any FINRA Location H2: Leadership Position in AML and Anti-Fraud Investigations Organization: FINRA Department: Special Investigations Unit (SIU) Job Type: Full-time Salary: Minimum $149,600 - Maximum $351,200 (depending on location and quali...
Litigation - Commercial Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Mar 22, 2024
SUMMARY: Assistant General Counsel, Litigation The candidate performs a variety of specific duties, generally applying advanced analytical skills to provide effective legal representation to the organization's companies, officers and employees in connection with civil, criminal and administrative proceeding...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Apr 04, 2024
SUMMARY: Principal Investigator, NCP - IRG The candidate will perform Intake & Assessment with minimal supervision, and will demonstrate competency in investigative techniques and an understanding of relevant rules, federal securities laws, and markets and trading. Analyze the information received and ident...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Apr 01, 2024
SUMMARY: Principal Analyst, Risk Monitoring The candidate will conduct risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Report to a Risk Monitoring Director and supports both that direct manager in identifying existing and emerging risks, and intera...
Data Privacy Attorney / Data Privacy - Litigation Attorney / Data Privacy - Transactional Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Mar 14, 2024
SUMMARY: H1: Senior Director, Cyber-Enabled Fraud and Analytics - Any FINRA Location H2: Job Description and Requirements Organization: FINRA Department: Cyber and Analytics Unit (CAU) Job Type: Full Time Salary Range: $149,600 - $351,200 (varies by location and experience) Experience: Sign...
Data Privacy Attorney / Data Privacy - Litigation Attorney / Data Privacy - Transactional Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Mar 14, 2024
SUMMARY: Senior Director, Cyber-Enabled Fraud and Analytics - Any FINRA Location - This is a full-time senior leadership position within FINRA's Cyber and Analytics Unit (CAU). - The Senior Director leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing cyber-enabled fraud investigations inv...