Investment Adviser Regulatory Counsel Jobs in California
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Corporate - Securities and Capital Markets Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Jun 11, 2024
SUMMARY: ...
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Corporate - Securities and Capital Markets Attorney in Newport Beach, CA
Newport Beach, CA
Type: Full Time | Posted Date: May 28, 2024
SUMMARY: Law Firm Seeking Broker-Dealer Regulatory Attorney with Industry Experience H1: Join Our Team as an Experienced Broker-Dealer Regulatory Attorney H2: Work with Holland & Knight, a Leading Law Firm Are you an experienced attorney with a strong understanding of the securities brokerage industry...
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Corporate - Securities and Capital Markets Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: May 29, 2024
SUMMARY: Law Firm Seeks Broker-Dealer Regulatory Attorney with Industry Experience - Salary Information Included H1: Holland & Knight Seeks Experienced Broker-Dealer Regulatory Attorney H2: Join Our Team at a Leading Law Firm - Salary Information Available Holland & Knight, a top law firm in the secur...
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Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: May 29, 2024
SUMMARY: Holland & Knight, a leading law firm, is seeking a highly skilled and motivated Broker-Dealer Regulatory Attorney to join our team. This position is open for an Associate with prior industry experience or experience in the regulation of broker-dealers. We are looking for a self-starter with a strong...
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Corporate - Contract Law Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: May 27, 2024
SUMMARY: The AVP, Associate Counsel will be responsible for providing legal advice and support to LPL Financial in the areas of brokerage, product, and business support. This role will involve negotiating contracts with mutual fund, alternative investment, advisory platform, insurance, and annuity issuers. T...
Tax - General Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Jun 02, 2024
SUMMARY: Tax Senior Manager - Real Estate Tax (West Region Office Locations) Salary Information: The wage range for this role is $146,510 to $272,090, taking into account factors such as skill sets, experience, training, licensure, certifications, and other business and organizational needs. Additional bo...
Corporate - General Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: May 03, 2024
SUMMARY: Senior Counsel Job at Turn/River Capital: Salary, Job Title, and Experience Information About Turn/River Capital - Technology-focused private equity firm based in San Francisco - Over $2 billion under management - 100% focused on B2B software - Specializes in growth capital investments, fou...
Corporate - Private Equity Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Apr 25, 2024
SUMMARY: Venable, a top-ranked law firm, is seeking a highly skilled midlevel to senior associate with experience in corporate fund formation to join our dynamic team. This exciting opportunity is available in multiple locations, including Baltimore, Chicago, Los Angeles, New York, and Washington, DC. Key...