13 jobs found for

Investment Adviser Regulatory Counsel Jobs in New York

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  • Corporate - Asset/Investment Management Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Jun 13, 2024

    SUMMARY: Law Firm is seeking an Investment Funds Regulatory Associate to join its Chicago, Washington, D.C., or New York office. Job Summary Law Firm is seeking a highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience to join its Investment Funds R...

  • Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Jun 13, 2024

    SUMMARY: Associate – Investment Funds Regulatory – Law Firm Overview: - Seeking highly qualified associate with minimum 3 years of relevant asset management regulatory experience - Must have strong knowledge of Investment Advisers Act of 1940 and Investment Company Act of 1940 - Private equity an...

  • Corporate - Private Equity Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Jun 11, 2024

    SUMMARY: Responsibilities: Work with a team of attorneys on fund formation, fund structuring and ongoing fund operational matters Draft and negotiate fund documentation Prepare and review fund offering materials Advise on regulatory and compliance matters Work with clients on fund-related issues ...

  • Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Jun 15, 2024

    SUMMARY: The successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and 401k plans. Job Titl...

  • Corporate - Compliance Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Jun 05, 2024

    SUMMARY: SEO Friendly Job Title: Conflicts Compliance Officer at KKR H1: Join KKR as a Conflicts Compliance Officer in New York H2: About KKR & Co. Inc. H2: Job Summary H2: Ideal Experience H2: Responsibilities H2: Qualifications H2: Salary Information H2: Equal Opportunity Employer ...

  • Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: May 29, 2024

    SUMMARY: Law Firm Seeking Broker-Dealer Regulatory Attorney for Associate Position with Competitive Salary and Benefits H1: Join Our Team as a Broker-Dealer Regulatory Attorney H2: Apply Now for Our Associate Position in the Legal Department Are you an experienced attorney with a strong understandin...

  • Tax - General Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: May 31, 2024

    SUMMARY: Tax Senior - Investment Management - Private Equity (East Coast City Locations) Position Summary: We are seeking a Tax Senior to join our team and be a part of the largest growth area in the tax industry. This role will involve serving clients in partnership taxation and providing tax complian...

  • Tax - General Attorney in Rochester, NY

    Rochester, NY

    Type: Full Time | Posted Date: May 30, 2024

    SUMMARY: Tax Manager - Real Estate Tax (Central Region Office Locations) Salary Information: - The wage range for this role is estimated to be between $84,980 to $169,650, taking into account factors such as skill sets, experience, and certifications. - Eligibility for a discretionary annual incentive progr...

  • Tax - General Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: May 31, 2024

    SUMMARY: Job Title: Tax Senior - Real Estate Tax (East Region Office Locations) Experience: Minimum of 3 years experience providing tax planning services or preparing client work papers and income tax returns Salary Range: $63,420 to $144,300 (not adjusted for geographic differential) Locations: 22 locati...

  • Corporate - Private Equity Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: May 13, 2024

    SUMMARY: Investment Funds, Regulatory Associate The candidate ‘must have Juris Doctor, Master of Law, or foreign equivalent. Requires admission to the New York State bar. Requires 1 to 5 years of experience working as an Associate in the Investment Management practice group of a global law firm. Prior exp...

  • Corporate - Private Equity Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Apr 25, 2024

    SUMMARY: Venable LLP is seeking a highly qualified midlevel to senior associate with law firm experience to join our Corporate – Fund Formation practice group in the Baltimore, Chicago, Los Angeles, New York or Washington, DC offices. The ideal candidate will have a minimum of 5-7 years of experience in th...

  • Finance - General Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: May 01, 2024

    SUMMARY: Job Title: General Counsel & Chief Compliance Officer H1: Join Our Team as General Counsel & CCO H2: Exciting Opportunity for Experienced Legal Professional - Full-time position in Compound Planning Wealth Management department - Location: San Francisco, New York, Denver - Competitive base salary s...

  • Corporate - Asset/Investment Management Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Apr 16, 2024

    SUMMARY: The law firm of Morgan, Lewis & Bockius LLP, is seeking a midlevel associate with 3-5 years of experience in investment adviser regulatory matters to join our Investment Management – Financial Institutions practice group. This position is available in our New York, Philadelphia, or Washington, DC ...

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