Investment Banking Compliance Attorney Jobs
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Sponsored Job
Senior Principal Compliance Specialist, Fair Banking
Discover Bank-FDIC | Harrisburg, PA
Type: Full-Time | Posted Date: Aug 09, 2022
SUMMARY: Senior Principal Compliance Specialist, Fair Banking The candidate reviews new initiatives to identify and assess the fair banking risks and necessary controls to mitigate those risks. Advises and enhances risk assessment processes. Drafts, reviews, and implements program policies and procedures. I...
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Sponsored Job
Senior Principal Compliance Specialist, Fair Banking
Discover Bank-FDIC | Charlotte, NC
Type: Full-Time | Posted Date: Aug 09, 2022
SUMMARY: Senior Principal Compliance Specialist, Fair Banking The candidate reviews new initiatives to identify and assess the fair banking risks and necessary controls to mitigate those risks. Advises and enhances risk assessment processes. Drafts, reviews, and implements program policies and procedures. I...
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Sponsored Job
Senior Principal Compliance Specialist, Fair Banking
Discover Bank-FDIC | Dallas, TX
Type: Full-Time | Posted Date: Aug 09, 2022
SUMMARY: Senior Principal Compliance Specialist, Fair Banking The candidate reviews new initiatives to identify and assess the fair banking risks and necessary controls to mitigate those risks. Advises and enhances risk assessment processes. Drafts, reviews, and implements program policies and procedures. I...
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Corporate - Asset/Investment Management Attorney in Pittsburgh, PA
Pittsburgh, PA
Type: Full Time | Posted Date: Apr 22, 2024
SUMMARY: Director, Managing Counsel- Investment Management: - Salary information: Not specified - Job title: Director, Managing Counsel- Investment Management - Experience information: 10 years of relevant experience BNY Mellon Investment Management is a leading investment manager, with $1.8 trillion*...
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Corporate - General Attorney in Minneapolis, MN
Minneapolis, MN
Type: Full Time | Posted Date: May 15, 2024
SUMMARY: SEO Friendly Job Title: Senior Corporate Counsel at U.S. Bancorp Impact Finance - Full Time H1: Join U.S. Bank's Legal Division and Make a Positive Impact on Communities H2: Career Opportunity: Senior Corporate Counsel at U.S. Bancorp Impact Finance Bold Headlines: - Join a Journey to Do O...
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Finance - Banking Attorney / Tax - General Attorney in Saint Louis, MO
Saint Louis, MO
Type: Full Time | Posted Date: May 03, 2024
SUMMARY: Wellness programs and resources Employee Assistance Program Employee stock purchase plan Flexible spending accounts Tuition reimbursement Employee discounts Career development In-house training Volunteer opportunities Relocation assistance Professional and lea...
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Corporate - Securities and Capital Markets Attorney in Milwaukee, WI
Milwaukee, WI
Type: Full Time | Posted Date: May 15, 2024
SUMMARY: Applicants can learn more about their rights by viewing the federal "EEO is the Law" poster (PDF) and its supplement (PDF). Pay Range: SEO Friendly Job Title: 1940 Act Attorney at U.S. Bank Global Fund Services H1 and H2 Friendly Headings: H1: Join Our Team as a 1940 Act Attorney at...
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Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Saint Louis Park, MN
Saint Louis Park, MN
Type: Full Time | Posted Date: May 03, 2024
SUMMARY: Corporate Counsel - Legal - Salary and Job Details Corporate Counsel - Legal is a key role within the legal team at Two Harbors Investment Corp., an NYSE-listed public company. The position offers a competitive salary and benefits package, and the opportunity to work with a team of experienced le...
Finance - Structured Finance Attorney in Pittsburgh, PA
Pittsburgh, PA
Type: Full Time | Posted Date: May 15, 2024
SUMMARY: Requisition Number 2110687 Total Years of Experience 12 Education Level J.D. Job Description Type of Role Management & Supervision Travel Yes, 10% of the time Remote Work Yes, 10% of the time Compensation Competitive salary and benefits package Company BNY Mellon Industry Banking an...
Litigation - Trusts & Estates Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs Attorney / Trusts and Estates Attorney / Elder Law Attorney / Estate & Tax Planning Attorney / Probate Attorney / Trusts
Conshohocken, PA
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Senior Trust Officer - Conshohocken, Pennsylvania Salary: Competitive, based on experience Experience: Minimum of 5 years in trust administration and estate planning, preferred Job Type: Full-Time Location: Conshohocken, Pennsylvania Company: Bank of America H1: Join Bank of America as a Sen...
Litigation - Trusts & Estates Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs Attorney / Trusts and Estates Attorney / Elder Law Attorney / Estate & Tax Planning Attorney / Probate Attorney / Trusts
Cincinnati, OH
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Senior Trust Officer - Bank of America - Full Time - 40 hours per week Key Responsibilities: - Maintains a book of fiduciary and investment management accounts - Responsible for administrative and business development of complex IM&T accounts - Works with Market Trust Executive to ensure tru...
Litigation - Trusts & Estates Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs Attorney / Trusts and Estates Attorney / Elder Law Attorney / Estate & Tax Planning Attorney / Probate Attorney / Trusts
Boston, MA
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Location: Boston, Massachusetts Senior Trust Officer - Boston, Massachusetts Bank of America is currently seeking a Senior Trust Officer to join our team in Boston, Massachusetts. As a Senior Trust Officer, you will be responsible for maintaining a book of fiduciary and investment management...
ERISA/Executive Compensation Transactions & Compliance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Attorney - ERISA/Employee Benefits The candidate will support the retirement and recordkeeping business. Act as subject matter expert regarding tax-qualified and non-qualified retirement plans with deep technical knowledge of ERISA and the Internal Revenue Code, as well as experience with trust law...
Litigation - Trusts & Estates Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs Attorney / Trusts and Estates Attorney / Elder Law Attorney / Estate & Tax Planning Attorney / Probate Attorney / Trusts
Savannah, GA
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Job Title: Trust Officer I Location: Savannah, Georgia Salary: Competitive salary based on experience Experience: 2 years of successful experience in trust administration Job Summary: - Provide fiduciary support and expertise for clients - Work closely with relationship managers and portfol...
Litigation - Trusts & Estates Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs Attorney / Trusts and Estates Attorney / Elder Law Attorney / Estate & Tax Planning Attorney / Probate Attorney / Trusts
Cleveland, OH
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Senior Trust Officer Salary Information: - Salary range: $100,000 - $150,000 per year - Competitive benefits package, including health insurance, retirement plans, and paid time off - Bonus potential based on performance Job Title: - Senior Trust Officer Experience Information: - Bachelor's de...
Litigation - Trusts & Estates Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs Attorney / Trusts and Estates Attorney / Elder Law Attorney / Estate & Tax Planning Attorney / Probate Attorney / Trusts
Atlanta, GA
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Salary: Competitive Senior Trust Officer - Atlanta, Georgia Responsibilities: • Manage a book of fiduciary and investment management accounts for high-net-worth clients and beneficiaries • Oversee administration and business development of complex investment management and trust accoun...
Litigation - Trusts & Estates Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs Attorney / Trusts and Estates Attorney / Elder Law Attorney / Estate & Tax Planning Attorney / Probate Attorney / Trusts
Dallas, TX
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Job Description: The Estate Settlement Officer III position is responsible for managing and settling large, complex estates and terminating trusts. This role requires a high level of technical expertise and knowledge in estate and trust administration, as well as the ability to coach, develop, an...
Litigation - Trusts & Estates Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs Attorney / Trusts and Estates Attorney / Elder Law Attorney / Estate & Tax Planning Attorney / Probate Attorney / Trusts
Houston, TX
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Location: US-DE-Wilmington Location: US-DE-Wilmington Travel: Yes, 5% of the time Estate Settlement Officer III - Department: Trust Administration Job Summary: The Estate Settlement Officer III is responsible for managing and settling larger, more complex estates and terminating trusts. T...
Litigation - Trusts & Estates Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs Attorney / Trusts and Estates Attorney / Elder Law Attorney / Estate & Tax Planning Attorney / Probate Attorney / Trusts
Washington, DC
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: H1: Senior Trust Officer - Bank of America H2: Responsible Growth and Inclusive Workplace At Bank of America, we are dedicated to making financial lives better through the power of connections. We strive to drive Responsible Growth by being a great place to work for our diverse and inclusive tea...
Litigation - Trusts & Estates Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs Attorney / Trusts and Estates Attorney / Elder Law Attorney / Estate & Tax Planning Attorney / Probate Attorney / Trusts
Cherry Hill, NJ
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Summary: - Job Title: Senior Trust Officer - Salary: Competitive and based on experience - Experience: Minimum 5 years of trust administration and estate planning experience - Company: Bank of America - Job Type: Full-time, 1st shift (40 hours per week) - Location: United States of America ...
Litigation - Trusts & Estates Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs Attorney / Trusts and Estates Attorney / Elder Law Attorney / Estate & Tax Planning Attorney / Probate Attorney / Trusts
Los Angeles, CA
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Job Title: Senior Trust Officer Experience: Minimum of 5 years of trust administration and estate planning experience Salary: Competitive salary based on experience Location: Los Angeles, California Department: Trust and Investment Management Company: Bank of America Job Summary: ...
Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 15, 2024
SUMMARY: Director, Transactions Legal Counsel BlackRock is seeking an experienced Director, Transactions Legal Counsel to join our Legal and Compliance team. In this role, you will be responsible for overseeing and negotiating a wide range of strategic M&A, private equity, and capital markets transactions...
Corporate - Securities and Capital Markets Attorney in Malvern, PA
Malvern, PA
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Salary Information: The salary for this position is competitive and will be based on the candidate's qualifications and experience. Job Title: Senior Counsel, Governance Experience Information: - 5 plus years of relevant legal work experience - Familiarity with federal securities laws and banki...