Investment Banking Compliance Attorney Jobs in New Jersey
-
Sponsored Job
Regulation W Compliance Officer
UBS | Jersey City, NJ
Type: Full-Time | Posted Date: Sep 18, 2020
SUMMARY: Regulation W Compliance Officer The candidate duties will include: To lead the enhancement of the CUSO Banking Regulatory Compliance Regulation W framework, including risk assessment, policy and procedures, corporate governance, testing and monitoring, and training; Conduct compliance oversight re...
-
Sponsored Job
Director Compliance
Prudential Financial, Inc | Newark, NJ
Type: Full-Time | Posted Date: May 25, 2021
SUMMARY: Director Compliance The candidate will design and implement an effective, risk-based broker-dealer testing program for Pruco, PIMS and PAD to assist in detecting and preventing violations of, and achieving compliance with, applicable securities laws and regulations, and with appliable FINRA rules; ...
-
Sponsored Job
Compliance Testing Sr. Analyst - Branch Examinations- Avp - Hybrid
Citigroup, Inc | Jersey City, NJ
Type: Full-Time | Posted Date: Dec 01, 2022
SUMMARY: Compliance Testing Sr. Analyst - Branch Examinations- AVP - hybrid The candidate will be developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Testing (CT) Plan for Branch Examinations. Pe...
-
Litigation - Trusts & Estates Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs Attorney / Trusts and Estates Attorney / Elder Law Attorney / Estate & Tax Planning Attorney / Probate Attorney / Trusts
Cherry Hill, NJ
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Summary: - Job Title: Senior Trust Officer - Salary: Competitive and based on experience - Experience: Minimum 5 years of trust administration and estate planning experience - Company: Bank of America - Job Type: Full-time, 1st shift (40 hours per week) - Location: United States of America ...
-
Tax - General Attorney in Morristown, NJ
Morristown, NJ
Type: Full Time | Posted Date: May 13, 2024
SUMMARY: Job Title: Tax Manager - Investment Management/Private Equity (East Region City Locations) Experience: 5 years providing tax planning services or preparing and reviewing client work papers and income tax returns, 3 years with investment management or partnership taxation Salary: Estimated range ...
-
Tax - General Attorney in Morristown, NJ
Morristown, NJ
Type: Full Time | Posted Date: May 09, 2024
SUMMARY: Tax Senior Manager - Private Equity (East Region City Locations) Salary: $114,490 - $272,090 (depending on experience and qualifications) Job Title: Senior Tax Manager Experience: 8 years in corporate tax Locations: 26 cities in the East Region Department: Tax Business Tax Services ...
-
Tax - General Attorney in Morristown, NJ
Morristown, NJ
Type: Full Time | Posted Date: Apr 23, 2024
SUMMARY: ## Tax Senior – Financial Services Industries – Mutual Fund Tax Are you looking for an opportunity to join the Deloitte Tax LLP team as a Tax Senior with experience in the Financial Services Industries and Mutual Fund Tax? Deloitte Tax LLP works with clients to address a range of critical iss...
-
Tax - General Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Apr 11, 2024
SUMMARY: # Tax Senior Manager - Investment Management - Private Equity ## Position Summary Deloitte is looking for a Senior Tax Manager to join our Investment Management team. This position requires a professional who has a solid understanding of Subchapter K, partnership allocation methodologies, and th...