Investment Company Act Attorney Jobs in Boca Raton
-
Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Apr 15, 2024
SUMMARY: MEMBER - SECURITIES The candidate must possess 5 - 10 years of significant experience focused in a variety of securities matters, including securities offerings (public and private), the Securities Act of 1934 (Registered Investment Advisors), the Securities Act of 1940 (Registered Investment Compa...
-
Finance - Banking Attorney in Palm Beach, FL
Palm Beach, FL
Type: Full Time | Posted Date: May 06, 2024
SUMMARY: Private Client Advisor II in Palm Beach, Florida Bank of America is seeking a highly skilled and experienced Private Client Advisor II to join our team in Palm Beach, Florida. As a member of the Private Bank, you will play a critical role in driving Responsible Growth, providing exceptional servi...
-
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: Minimum 500 words, maximum 3000 words Job Title: Principal Analyst, Dispute Resolution Services Training Organization: FINRA Department: Dispute Resolution Services Salary Information: California: Minimum Salary $106,400, Maximum Salary $200,200 Washington, DC: Minimum Salary $106,400 Ma...
-
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Mar 12, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...