Investment Company Act Attorney Jobs in Philadelphia
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Sponsored Job
Senior Counsel, Regulatory (investment Company Act Of 1940 Focus)
The Vanguard Group, Inc. | Wayne, PA
Type: Full-Time | Posted Date: Jun 17, 2022
SUMMARY: Senior Counsel, Regulatory (Investment Company Act of 1940 focus) Duties: Conduct legal and/or factual research as necessary to support the needs and initiatives of the company. Draft and negotiate, as applicable, various legal documents and items of legal significance, as necessary, such as regula...
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Corporate - Asset/Investment Management Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Apr 16, 2024
SUMMARY: **Morgan Lewis Investment Management Registered Funds Midlevel Associate** Morgan Lewis, a leading law firm, is looking for a midlevel associate with law firm, SEC or industry experience to join its Investment Management practice in Philadelphia. The successful applicant must have a strong knowledg...
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Corporate - Asset/Investment Management Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Apr 16, 2024
SUMMARY: Midlevel Associate - Investment Management - Financial Institutions: Join a Top International Law Firm in New York, Philadelphia, or Washington, DC H1: Morgan Lewis Seeks Midlevel Associate in Investment Management - Financial Institutions H2: Join a Prestigious Law Firm in New York, Philadelp...
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Legal Staff Paralegal in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Apr 16, 2024
SUMMARY: # Senior Paralegal – Investment Management Morgan, Lewis & Bockius LLP, one of the world’s leading global law firms, is seeking an experienced Corporate Paralegal for its Investment Management Practice Group. The Paralegal will work as an integral part of various client teams to perform a var...
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Legal Staff Paralegal in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Apr 16, 2024
SUMMARY: 1 Investment Management Paralegal Morgan Lewis, a leading global law firm, is seeking to hire an entry-level Paralegal in the Investment Management Practice Group. The successful candidate will be responsible for working with attorneys, clients, accountants and other team members to prepare Se...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Apr 11, 2024
SUMMARY: Investment Management Attorney and Chief Compliance Officer The candidate will serve as Chief Compliance Officer for a closed-end fund multiple trust series (Trust) and as a member of the Regulatory Administration team supporting closed-end funds, as well as open-end funds and ETFs. Maintain the Tr...
ERISA/Executive Compensation Transactions & Compliance Attorney in Wilmington, DE
Wilmington, DE
Type: Full Time | Posted Date: Apr 16, 2024
SUMMARY: Attorney - ERISA/Employee Benefits The candidate will support the retirement and recordkeeping business. Act as subject matter expert regarding tax-qualified and non-qualified retirement plans with deep technical knowledge of ERISA and the Internal Revenue Code, as well as experience with trust law...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Mar 12, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Finance - Structured Finance Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Mar 21, 2024
SUMMARY: H1: Law Firm Seeking Complex Credit and Insurance Solutions Associate with 3-5 Years Experience H2: Join Our Market Leading Team and Expand Your Private Funds and Structured Products Expertise Law Firm is seeking a Complex Credit and Insurance Solutions Associate with 3-5 years of experience in ...