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  • Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: May 08, 2024

    SUMMARY: Senior Analyst, Dispute Resolution Services Training Apply Logo Job Locations Chicago, IL (Job Posting) Jersey City, NJ (Job Posting) Boca Raton, FL (Job Posting) New York, NY (Job Posting) Los Angeles, CA (Job Posting) Full Time Posted Today Job Requisition ID R-007973 ...

  • Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: May 08, 2024

    SUMMARY: Privacy Policy Legal Accessibility Statement Principal Analyst, Dispute Resolution Services Training Summary: The Principal Analyst, Dispute Resolution Services Training is responsible for creating, maintaining, and updating training modules for key regional job categories within the Disp...

  • Attorney in Chicago, IL

    Chicago, IL

    Type: Full Time | Posted Date: May 08, 2024

    SUMMARY: H1: Principal Analyst, Dispute Resolution Services Training at FINRA H2: Join Our Team and Make a Difference in the Securities Industry FINRA, the Financial Industry Regulatory Authority, is seeking a highly qualified Principal Analyst to join our Dispute Resolution Services (DRS) team. In this ...

  • Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: May 08, 2024

    SUMMARY: H1: Principal Analyst, Dispute Resolution Services Training H2: Job Description Organization: FINRA Job Title: Principal Analyst, Dispute Resolution Services Training Job Requisition ID: R-007973 Locations: Chicago, IL; Jersey City, NJ; Boca Raton, FL; New York, NY; Los Angeles, CA T...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: May 08, 2024

    SUMMARY: Minimum 500 words, maximum 3000 words Job Title: Principal Analyst, Dispute Resolution Services Training Organization: FINRA Department: Dispute Resolution Services Salary Information: California: Minimum Salary $106,400, Maximum Salary $200,200 Washington, DC: Minimum Salary $106,400 Ma...

  • Finance - General Attorney in Nashville, TN

    Nashville, TN

    Type: Full Time | Posted Date: May 03, 2024

    SUMMARY: Financial Advisor The candidate will establish a book of business using sales-driven calling, internal marketer support, and networking. Present to decision-makers of corporations to establish or maintain a good client relationship. Deliver personalized solutions to help our clients work toward the...

  • Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Apr 23, 2024

    SUMMARY: Principal Investigator, NCP The candidate will perform Intake & Assessment with minimal supervision, and will demonstrate competency in investigative techniques and an understanding of relevant rules, federal securities laws, and markets and trading. Analyze the information received and identify th...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Apr 22, 2024

    SUMMARY: #H1 #H2 Principal Investigator, NCP - Any FINRA Location: Full Time FINRA’s National Cause Program (NCP) is seeking a Principal Investigator to join their team. The NCP is responsible for investigating potential fraud and misconduct in the securities industry, and the Principal Investigat...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Apr 22, 2024

    SUMMARY: Summary: Principal Investigator, NCP - Any Finra Location - Full-time position with FINRA’s National Cause Program (NCP) - Responsible for conducting investigations of potential fraud and misconduct - Conducts extensive background searches of FINRA member firms and registered representatives ...

  • Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Apr 21, 2024

    SUMMARY: SEO Friendly Job Title: Investigations and Monitoring Coordinator H1: Join Disability Law Colorado as an Investigations and Monitoring Coordinator H2: Coordinate and Supervise Investigations and Monitoring Plans for Colorado's Protection and Advocacy System Disability Law Colorado is seekin...

  • Attorney in Boston, MA

    Boston, MA

    Type: Full Time | Posted Date: Apr 19, 2024

    SUMMARY: Principal Investigator, Specialist Team The candidate conducts high complexity routine and special investigations of member firms; investigates potentially suspicious activities of persons associated with member firms; and provides guidance to Member Supervision staff on their complex assignments. ...

  • Attorney in Wilmington, DE

    Wilmington, DE

    Type: Full Time | Posted Date: Apr 18, 2024

    SUMMARY: Salary Range TBD Nemours is Seeking a Director of Research Compliance Nemours is seeking a Director of Research Compliance to join our Nemours Children’s Health team in DE or FL. The Director of Research Compliance implements, directs, and leads the Nemours research compliance program re...

  • Attorney in Orlando, FL

    Orlando, FL

    Type: Full Time | Posted Date: Apr 18, 2024

    SUMMARY: # Director of Research Compliance (Hybrid) Nemours is seeking a Director of Research Compliance to join our Nemours Children’s Health team in DE or FL. This position provides leadership and guidance in all aspects of the research compliance program, including responsibility for investigation an...

  • Attorney in Rochester, NY

    Rochester, NY

    Type: Full Time | Posted Date: Apr 16, 2024

    SUMMARY: No phone calls, please. ## Pro Bono Manager or Coordinator **Organization Overview:** JustCause (formerly Volunteer Legal Services Project of Monroe County) provides free legal assistance to people who cannot afford an attorney when facing serious civil legal problems. Established in 1981, ...

  • Attorney in Atlanta, GA

    Atlanta, GA

    Type: Full Time | Posted Date: May 14, 2024

    SUMMARY: Tax Consultant The candidate must have a JD and/or CPA certification. Should preferably have Masters and Doctorate degrees with numerous professional certifications across multiple industries and disciplines. Experience with major firms such as KPMG, Deloitte and Touche, Ernst & Young and Price Wat...

  • Attorney in Atlanta, GA

    Atlanta, GA

    Type: Full Time | Posted Date: May 14, 2024

    SUMMARY: Tax Analyst The candidate must have a JD degree and/or CPA certification. Should have the ability to review, analyze, and evaluate client financial information (both individual owners and closely held businesses). Must be highly competent in the research of relevant taxing authority regulations and...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: May 08, 2024

    SUMMARY: "Principal Investigator, NCP - Investigating Fraud and Misconduct at FINRA" #H1: Principal Investigator, NCP - Investigating Fraud and Misconduct at FINRA #H2: Join Our Team as a Principal Investigator at FINRA for Investigating Fraud and Misconduct Organization: FINRA (Financial Industry Reg...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Apr 25, 2024

    SUMMARY: Principal Analyst, Risk Monitoring, Trading and Execution The candidate will conduct risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Report to a Risk Monitoring Director and supports both that direct manager in identifying existing and eme...

  • Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Apr 22, 2024

    SUMMARY: The Principal Investigator, NCP, is responsible for leading investigations of varying risk and complexity within FINRA's National Cause Program. They will gather regulatory intelligence, compile and analyze records, and conduct interviews of relevant parties. The ideal candidate will have an advance...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Apr 22, 2024

    SUMMARY: Director, Member Supervision Operations, Procedures, and Standards The candidate will provide strategic leadership and guidance and establish procedures and standards across the program as well as advise and collaborate with various groups conducting reviews of the program including the SEC, Intern...

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