Securities And Capital Markets Attorney Jobs in New Orleans
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Corporate - Securities and Capital Markets Attorney in New Orleans, LA
New Orleans, LA
Type: Full Time | Posted Date: May 10, 2024
SUMMARY: H1: Corporate & Securities Attorney - Entergy H2: Opportunity for Growth and Collaboration in a Leading Energy Company Entergy, a leading energy company, is seeking a Corporate & Securities Attorney to join their team in New Orleans, Louisiana. This role offers a hybrid work schedule and opportu...
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Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New Orleans, LA
New Orleans, LA
Type: Full Time | Posted Date: Apr 09, 2024
SUMMARY: Corporate Securities Associate Duties: Overseeing projects from start to completion and drafting and reviewing documents without making any mistakes. Drafting complex interrelated documents. Securities Reporting – mastery of rules and regulations related to securities reporting including 10-Q’s...
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Corporate - Securities and Capital Markets Attorney in New Orleans, LA
New Orleans, LA
Type: Full Time | Posted Date: Mar 20, 2024
SUMMARY: Director, Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matte...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New Orleans, LA
New Orleans, LA
Type: Full Time | Posted Date: Mar 12, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
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Corporate - Securities and Capital Markets Attorney in New Orleans, LA
New Orleans, LA
Type: Full Time | Posted Date: Feb 14, 2024
SUMMARY: Principal Counsel, Statutory Disqualification The candidate supports the execution of the organization's Statutory Disqualification Program by researching, preparing documents and providing recommendations on matters handled by Member Supervision's Statutory Disqualification Group. Demonstrates an ...