Senior Compliance Officer Jobs in Minnesota
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Sponsored Job
Lead Compliance Officer – Corporate & Investment Banking
Wells Fargo | Minneapolis, MN
Type: Full-Time | Posted Date: Nov 23, 2022
SUMMARY: Lead Compliance Officer – Corporate & Investment Banking The candidate will provide oversight and monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lin...
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Sponsored Job
Lead Compliance Officer
Wells Fargo | Minneapolis, MN
Type: Full-Time | Posted Date: Nov 23, 2022
SUMMARY: Lead Compliance Officer The candidate will provide oversight and monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk over multiple business lines. Establish, implement and maintai...
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Sponsored Job
Compliance Officer - Securities Industry
US Bank. | Minneapolis, MN
Type: Full-Time | Posted Date: Nov 26, 2022
SUMMARY: Compliance Officer - Securities Industry The candidate will serve as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series trusts containing mutual funds and exchange-traded funds (Trusts). Will assist in the compliance oversight of service providers to the Trusts, including...