Chief Compliance Officer Jobs
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Sponsored Job
Deputy Chief Compliance Officer
Interactive Brokers LLC. | Washington, DC
Type: Full-Time | Posted Date: Aug 07, 2020
SUMMARY: Deputy Chief Compliance Officer The candidate responsibilities include : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors complies with all obligations imposed by the firm on investment advisors, including but not limited to annual compliance reviews, advert...
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Sponsored Job
Deputy Chief Compliance Officer – Retail Ria
Truist Financial Corporation | Atlanta, GA
Type: Full-Time | Posted Date: Oct 12, 2022
SUMMARY: Deputy Chief Compliance Officer – Retail RIA The candidate will be developing and maintaining a robust compliance program, with a focus on compliance with all laws, regulations, and other guidance related to assigned business and operational activities. Sets strategy and direction of functional a...
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Sponsored Job
Deputy Chief Compliance Officer – Retail Ria
Truist Financial Corporation | Charlotte, NC
Type: Full-Time | Posted Date: Oct 12, 2022
SUMMARY: Deputy Chief Compliance Officer – Retail RIA The candidate will be developing and maintaining a robust compliance program, with a focus on compliance with all laws, regulations, and other guidance related to assigned business and operational activities. Sets strategy and direction of functional a...
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Finance - General Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Mar 12, 2024
SUMMARY: Position: General Counsel & Chief Compliance Officer Experience: Extensive experience in compliance and legal roles within the financial services industry Salary: $180,000 base salary Location: San Francisco, New York, Denver Type: Full time Department: Compound Planning Wealth Management H1: Join...
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Finance - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Mar 12, 2024
SUMMARY: Job Title: General Counsel & Chief Compliance Officer H1: Join Our Team as General Counsel & CCO H2: Exciting Opportunity for Experienced Legal Professional - Full-time position in Compound Planning Wealth Management department - Location: San Francisco, New York, Denver - Competitive base salary s...
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Finance - General Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Mar 12, 2024
SUMMARY: Job Title: General Counsel & Chief Compliance Officer Location: San Francisco, New York, Denver Type: Full Time Department: Compound Planning Wealth Management Overview: - High growth digital family office for entrepreneurs, professionals, and retirees - Over $1B AUM added since 2022 - Team...
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Insurance - Regulatory & Compliance Attorney / Insurance Defense - General Attorney in Carlsbad, CA
Carlsbad, CA
Type: Full Time | Posted Date: Mar 13, 2024
SUMMARY: This policy applies to all personnel actions and all terms and conditions of employment, including, but not limited to recruitment, hiring, training, promotion, compensation, benefits, transfers, educational assistance, social and recreational programs, layoffs, and terminations. Summary: ...
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Data Privacy - Transactional Attorney / Litigation - General (consumer) Attorney in Daly City, CA
Daly City, CA
Type: Full Time | Posted Date: Mar 27, 2024
SUMMARY: Global Litigation and Compliance Counsel - $175,500.00 - $344,500.00 The Global Litigation and Compliance Counsel is responsible for managing Genesys' worldwide litigation docket and developing and enhancing the company's compliance program. This role is based in the United States and may be full...
Data Privacy - Transactional Attorney / Litigation - General (consumer) Attorney in Durham, NC
Durham, NC
Type: Full Time | Posted Date: Mar 27, 2024
SUMMARY: The Global Litigation and Compliance Counsel position at Genesys offers a competitive salary with a base compensation range of $175,500.00 - $344,500.00. This full-time, remote position is responsible for managing the company's global litigation docket, as well as developing and enhancing the compan...
Attorney in Newark, NJ
Newark, NJ
Type: Full Time | Posted Date: Mar 19, 2024
SUMMARY: Director, Regulatory Compliance (Finance & IT) Compliance Move forward with us! At NJ TRANSIT, you'll join us in transforming the third-largest transportation agency in North America. We are committed to delivering safe, reliable service that gets customers to their destinations on time--and w...
Litigation - Trusts & Estates Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs Attorney / Trusts and Estates Attorney / Elder Law Attorney / Estate & Tax Planning Attorney / Probate Attorney / Trusts
Cincinnati, OH
Type: Full Time | Posted Date: Mar 28, 2024
SUMMARY: Senior Trust Officer - Bank of America - Full Time - 40 hours per week Key Responsibilities: - Maintains a book of fiduciary and investment management accounts - Responsible for administrative and business development of complex IM&T accounts - Works with Market Trust Executive to ensure tru...
Litigation - Trusts & Estates Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs Attorney / Trusts and Estates Attorney / Elder Law Attorney / Estate & Tax Planning Attorney / Probate Attorney / Trusts
Boston, MA
Type: Full Time | Posted Date: Mar 28, 2024
SUMMARY: Location: Boston, Massachusetts Senior Trust Officer - Boston, Massachusetts Bank of America is currently seeking a Senior Trust Officer to join our team in Boston, Massachusetts. As a Senior Trust Officer, you will be responsible for maintaining a book of fiduciary and investment management...
Attorney in Honolulu, HI
Honolulu, HI
Type: Full Time | Posted Date: Mar 26, 2024
SUMMARY: U.S. Probation Officer Judicial Branch U.S. Courts U.S. Probation & Pretrial Services Office, District of Hawaii Summary The U.S Probation & Pretrial Services Office for the District of Hawaii is currently accepting applications for full-time U.S. Probation Officers. More than one position ma...
Corporate - Contract Law Attorney / Employment Law - Management (Compliance & Counseling) Attorney in Wilmington, DE
Wilmington, DE
Type: Full Time | Posted Date: Mar 25, 2024
SUMMARY: Salary Range Not specified Position Overview: As an integral part of the Questel Legal Team, the US In-House Legal Counsel will be responsible for protecting the legal interests of Questel Group's US entities. This role will report to the Questel Group Chief Legal Officer and will involve m...
Corporate - Contract Law Attorney / Employment Law - Management (Compliance & Counseling) Attorney in Salt Lake City, UT
Salt Lake City, UT
Type: Full Time | Posted Date: Mar 25, 2024
SUMMARY: Salary Not specified Company Overview: Questel is a global provider of intellectual property solutions and services. Our mission is to help our clients turn their ideas into assets and protect them from infringement. With over 900 employees and 30 offices worldwide, we offer a comprehensive...
Antitrust and Competition - General Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Mar 15, 2024
SUMMARY: Director, Ethics & Compliance Counsel: Job Description and Requirements Synopsys, a global leader in advanced technologies for chip design and software security, is seeking an exceptional Ethics & Compliance attorney to join their growing Legal Department. This role, reporting to the Deputy Chief...
Litigation - General (consumer) Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Feb 27, 2024
SUMMARY: % of Travel Required: 0-10% Job Type: Full-Time Work Locations: 250 Washington Street, Boston, MA 02108 Organization: Department of Public Health (DPH) - Job title: Chief Deputy General Counsel Programs and Litigation - Salary: $104,479.31 - $161,458.43 yearly - Experience: At least 6 years ...
Labor & Employment Attorney / Employment Law - General Attorney / Employment Law - Litigation Employer Defense Attorney / Employment Law - Litigation Plaintiffs & Class Actions Attorney / Employment Law - Management (Compliance & Counseling) Attorney / Em
New York City, NY
Type: Full Time | Posted Date: Mar 28, 2024
SUMMARY: # Senior Manager Labor Relations ## Job ID: PS103030 The Long Island Rail Road is looking for a Senior Manager Labor Relations to provide counsel and direction on the administration of labor agreements to ensure the LIRR’s primary mission to deliver a safe, reliable, and efficient transporta...
Labor & Employment Attorney / Employment Law - General Attorney / Employment Law - Litigation Employer Defense Attorney / Employment Law - Litigation Plaintiffs & Class Actions Attorney / Employment Law - Management (Compliance & Counseling) Attorney / Em
Charlotte, NC
Type: Full Time | Posted Date: Mar 26, 2024
SUMMARY: Job Title: Employment Counsel - Assistant General Counsel Department: Legal Company: Diligent Corporation Location: New York City or London About the Company: Diligent is the global leader in modern governance, providing SaaS solutions across governance, risk, compliance, audit and ESG. Empow...
Employment Law - Management (Compliance & Counseling) Attorney in Columbus, OH
Columbus, OH
Type: Full Time | Posted Date: Mar 26, 2024
SUMMARY: Law Firm Seeks Experienced Labor & Employment Attorney Join our team at a leading law firm as a Labor & Employment Attorney with a minimum of 3 years of experience in this field. Use your expertise to provide management-side advice to schools and public sector organizations. If you have strong acad...
Labor & Employment Attorney / Employment Law - General Attorney / Employment Law - Litigation Employer Defense Attorney / Employment Law - Litigation Plaintiffs & Class Actions Attorney / Employment Law - Management (Compliance & Counseling) Attorney / Em
Baltimore, MD
Type: Full Time | Posted Date: Mar 21, 2024
SUMMARY: Chief of Labor & Employment The Maryland Office of the Public Defender (MOPD) is seeking an Assistant Public Defender to join our team as the Chief of Labor & Employment (CLE). The CLE will provide expert advice, guidance and counsel regarding employment and labor law issues and represents agency...
Attorney in Camden, NJ
Camden, NJ
Type: Full Time | Posted Date: Mar 20, 2024
SUMMARY: UNITED STATES PROBATION OFFICE DISTRICT OF NEW JERSEY VACANCY ANNOUNCEMENT No. 2022-07 POSITION: United States Probation Officer (One or more positions available) LOCATION: Newark, Trenton, and/or Camden (Please indicate location preference in your cover letter) LEVEL/SALARY RANGE: Newark/Tr...
Attorney in Camden, NJ
Camden, NJ
Type: Full Time | Posted Date: Mar 20, 2024
SUMMARY: UNITED STATES PROBATION OFFICE DISTRICT OF NEW JERSEY VACANCY ANNOUNCEMENT No. 2022-07 POSITION: United States Probation Officer (One or more positions available) LOCATION: Newark, Trenton, and/or Camden (Please indicate location preference in your cover letter) LEVEL/SALARY RANGE: Newark/Tr...