Compliance Officer Jobs
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Sponsored Job
General Counsel/Chief Compliance Officer (
Confidential | Seattle, WA
Type: Full-Time | Posted Date: Sep 26, 2021
SUMMARY: Long-established, multi-billion dollar investment firm in search of General Counsel/Chief Compliance Officer to be based in Seattle, Washington. The GC/CCO will be responsible for all legal and compliance matters at the firm, including regulatory, tax, management company/funds, commercial contracts,...
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Sponsored Job
Health Industries R&R - Pharma Regulatory Compliance Manager
PricewaterhouseCoopers LLP. | Cincinnati, OH
Type: Full-Time | Posted Date: Sep 23, 2021
SUMMARY: Health Industries R&R - Pharma Regulatory Compliance Manager The candidate will get the opportunity to help companies rethink their approach to risk and create a sustainable risk advantage. Will pursue opportunities to develop existing and new skills outside of comfort zone. Act to resolve issues w...
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Sponsored Job
Compliance Officer
Dematic | Atlanta, GA
Type: Full-Time | Posted Date: Sep 27, 2021
SUMMARY: Compliance Officer Responsibilities: Leads and enhances global compliance program, including global business conduct, anti-corruption, trade sanctions, competition law, document governance and privacy. Provides support and advice to business teams and leaders on compliance, policy and privacy matte...
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Contract Law Attorney in New York City, NY
Mercer LLC | New York City, NY
Type: Full Time | Posted Date: Sep 20, 2021
SUMMARY: Chief Compliance Officer The candidate will supervise the compliance staff and manage the compliance programs of Mercer Investments LLC. Develop, maintain and implement effective compliance policies and procedures with guidance from outside counsel and consultants as necessary. Monitor and test the...
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Food & Drug Administration Attorney in Dallas, TX (Remote)
AIS Healthcare | Dallas, TX
Type: Full Time | Posted Date: Sep 22, 2021
SUMMARY: Vice President and Deputy General Counsel / Compliance Officer - Remote Duties: Acts as the Deputy Compliance Officer, and plays a critical enterprise role working with his/her peers from other AIS Healthcare business lines. Works closely with the Chief Compliance Officer and senior management team...
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Attorney in Florham Park, NJ
Celularity, Inc. | Florham Park, NJ
Type: Full Time | Posted Date: Sep 05, 2021
SUMMARY: Senior Counsel and Compliance Officer The candidate will report to the VP, Assistant General Counsel and Chief Compliance Officer. Will serve as the primary legal counsel to the Company’s commercial division working with and advising the business team and scientists directly on activities relatin...
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Government and Government Relations Attorney in Carlsbad, CA
Navigate BioPharma Services, Inc. | Carlsbad, CA
Type: Full Time | Posted Date: Aug 30, 2021
SUMMARY: General Counsel and Compliance Officer Candidate will, As General Counsel: Serve and participate as a member of the Navigate executive/leadership team. Manage a wide variety of legal matters pertaining to the organization. Provide day-to-day legal leadership and management that mirror the mission ...
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Legal Staff Paralegal in Los Angeles, CA
CBRE Inc. | Los Angeles, CA
Type: Full Time | Posted Date: Sep 24, 2021
SUMMARY: Paralegal (Compliance Officer) Candidate will: Under the direction of the Senior Counsel, Counsel, REI and Counsel/Chief Compliance Officer, CBRE Global Investors, be responsible for the overarching global management of legal entity data records, information process, and governance. Maintains entit...
Attorney in Newark, NJ
NJ TRANSIT | Newark, NJ
Type: Full Time | Posted Date: Sep 18, 2021
SUMMARY: Chief Compliance Officer The candidate reviews current and tracks changes in Federal and State laws and regulations impacting NJ Transit Business and Operating Units. Reviews and tracks rules and guidance (e.g. circulars) provided by Federal and State regulatory agencies, including but not limited ...
Finance - General Attorney in Jacksonville, FL
Deutsche Bank AG, Frankfurt am Main | Jacksonville, FL
Type: Full Time | Posted Date: Sep 10, 2021
SUMMARY: Sanctions Compliance Officer, Investigations - Associate Responsibilities: Support protecting Bank from legal, regulatory and reputational risk about business involving sanctioned entities and/or countries, diligently investigate payment messages escalated from regulatory filtering operations to US...
Government and Government Relations Attorney in Atlanta, GA
Kion Group AG | Atlanta, GA
Type: Full Time | Posted Date: Sep 25, 2021
SUMMARY: Compliance Officer Responsibilities: Leads and enhances global compliance program, including global business conduct, anti-corruption, trade sanctions, competition law, document governance and privacy. Provides support and advice to business teams and leaders on compliance, policy and privacy matte...
Attorney in The Woodlands, TX
Newpark Resources, Inc. | The Woodlands, TX
Type: Full Time | Posted Date: Sep 13, 2021
SUMMARY: Deputy Chief Compliance Officer Duties: Maintain and further develop all areas of compliance programs and strategy, including the following: international anti-corruption laws such as the Foreign Corrupt Practices Act (FCPA), sanctions, international trade, antitrust, Company Code of Conduct, emplo...
Corporate - General Attorney / Government Contracts Attorney in Houston, TX
Axiom Space | Houston, TX
Type: Full Time | Posted Date: Sep 09, 2021
SUMMARY: Compliance Officer DUTIES & RESPONSIBILITIES: Developing an annual compliance work plan, along with the Chief Counsel that reflects the organizational approach. Explaining and defining a certain level of knowledge of compliance standards that each employee should have in various departments. Helpin...
Corporate - Private Equity Attorney in New York City, NY
The Blackstone Group Inc. | New York City, NY
Type: Full Time | Posted Date: Aug 09, 2021
SUMMARY: Legal & Compliance - Compliance Officer, Associate DUTIES: Supporting the complex and growing compliance needs of the company and assist with the existing Private Wealth Solutions (PWS) compliance program. Assisting existing team members in compliance functions including (i) policy work for both BI...
Government and Government Relations Attorney in Seattle, WA
Northwest Kidney Centers | Seattle, WA
Type: Full Time | Posted Date: Sep 01, 2021
SUMMARY: Counsel/Compliance Officer Duties: Provides legal advice and counsel to Executive Team members and leadership on all legal matters relevant to NKC. This includes employment law, policies, procedures, real estate transactions, contracts, liability and insurance matters, EEOC and other laws and regul...
Government and Government Relations Attorney in Atlanta, GA
Dematic | Atlanta, GA
Type: Full Time | Posted Date: Sep 27, 2021
SUMMARY: Compliance Officer Responsibilities: Leads and enhances global compliance program, including global business conduct, anti-corruption, trade sanctions, competition law, document governance and privacy. Provides support and advice to business teams and leaders on compliance, policy and privacy matte...
Attorney in Akron, OH
Summa Health System | Akron, OH
Type: Full Time | Posted Date: Sep 11, 2021
SUMMARY: Chief Compliance Officer - Provider Operations The candidate will oversees the Compliance and Privacy Program for Summa Health’s provider operations, including its hospitals, research compliance function and medical group. The Compliance function reviews and evaluates compliance issues and concer...
Attorney in Brooklyn, OH
KeyCorp. | Brooklyn, OH
Type: Full Time | Posted Date: Sep 03, 2021
SUMMARY: Compliance Officer - Business Advisory The candidate will serve as the corporate subject matter expert for all compliance risks. Develop relationships of trust and confidence with the designated lines of business. Provide oversight and monitoring of line of business processes and controls. Proactiv...
Legal Staff Paralegal in Carmel, IN (Remote)
American Specialty Health, Inc. (ASH Companies) | Carmel, IN
Type: Full Time | Posted Date: Sep 20, 2021
SUMMARY: Associate Manager, Regulatory Compliance Duties: The candidate oversees and manages the Regulatory Compliance Team to ensure compliance matters are addressed and handled within the timelines specified by law, regulation, and/or management. This includes keeping AVP, Regulatory and Program Complianc...
Attorney in Carmel, IN (Remote)
American Specialty Health, Inc. (ASH Companies) | Carmel, IN
Type: Full Time | Posted Date: Sep 20, 2021
SUMMARY: Associate Manager, Regulatory Compliance Duties: The candidate oversees and manages the Regulatory Compliance Team to ensure compliance matters are addressed and handled within the timelines specified by law, regulation, and/or management. This includes keeping AVP, Regulatory and Program Complianc...
Legal Staff Paralegal in Dallas, TX
Finance of America Companies | Dallas, TX
Type: Full Time | Posted Date: Sep 15, 2021
SUMMARY: Compliance Officer Regulatory Duties: Responsible for monitoring federal and state regulatory agencies for changes in laws and regulations applicable to mortgage lending and other business activities, conducting compliance risk assessments, and advising management in assigned business units on inhe...
Legal Staff Paralegal in Plano, TX
Finance of America Companies | Plano, TX
Type: Full Time | Posted Date: Sep 15, 2021
SUMMARY: Compliance Officer Regulatory Duties: Responsible for monitoring federal and state regulatory agencies for changes in laws and regulations applicable to mortgage lending and other business activities, conducting compliance risk assessments, and advising management in assigned business units on inhe...
Trusts and Estates Attorney in Armonk, NY
International Business Machines Corporation (IBM) | Armonk, NY
Type: Full Time | Posted Date: Sep 07, 2021
SUMMARY: Attorney, Trust & Compliance Officer The candidate will be supporting the global processes that are fundamental to the compliance and control program. Developing integrity and other relevant training for employees and third parties. Managing integrity plans with different geographies and business u...