Compliance Officer Jobs
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Sponsored Job
ADA Compliance Officer
Los Angeles Community College District | Los Angeles, CA
Type: Full-Time | Posted Date: Nov 12, 2020
SUMMARY: The Personnel Commission of the Los Angeles Community College District (LACCD) is currently recruiting for an ADA Compliance Officer. An ADA Compliance Officer develops, implements, and evaluates policies, procedures, and standards for the effective administration of a comprehensive District compl...
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Sponsored Job
Corporate Compliance Manager - (J-732)
Lake Shore Cryotronics, Inc. | Westerville, OH
Type: Full-Time | Posted Date: Nov 13, 2020
SUMMARY: Corporate Compliance Manager - (J-732) Department: 800 00 Administration Office: Westerville - Lake Shore Cryotronics Location: Westerville, OH START YOUR APPLICATION Corporate Compliance Manager Lake Shore Cryotronics, Inc ., is a global leader in the development of high-performance tools for the c...
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Sponsored Job
Compliance Testing Officer - Wealth Markets & Trust, Vice President
Mitsubishi UFJ Financial Group, Inc | Texas City, TX
Type: Full-Time | Posted Date: Nov 14, 2020
SUMMARY: Compliance Testing Officer - Wealth Markets & Trust, Vice President','10039461-WD','!*! Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 20...
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Antitrust and Competition Attorney in Chicago, IL
Thyssenkrupp Steel North America Inc | Chicago, IL
Type: Full Time | Posted Date: Nov 13, 2020
SUMMARY: Regional Compliance Officer The candidate will lead and manage the Compliance program for North America; review and evaluate Compliance issues/concerns within the organization and support group companies in the US, Canada and Mexico. Serve as Compliance ambassador and trusted business advisor by pr...
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Antitrust and Competition Attorney in Chicago, IL
ThyssenKrupp AG | Chicago, IL
Type: Full Time | Posted Date: Nov 13, 2020
SUMMARY: Regional Compliance Officer The candidate will lead and manage the Compliance program for North America; review and evaluate Compliance issues/concerns within the organization and support group companies in the US, Canada and Mexico. Serve as Compliance ambassador and trusted business advisor by pr...
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Corporate - General Attorney in Washington, DC
Interactive Brokers LLC. | Washington, DC
Type: Full Time | Posted Date: Nov 16, 2020
SUMMARY: Deputy Chief Compliance Officer The candidate responsibilities include : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors complies with all obligations imposed by the firm on investment advisors, including but not limited to annual compliance reviews, advert...
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Corporate - General Attorney in Jersey City, NJ
Jefferies LLC | Jersey City, NJ
Type: Full Time | Posted Date: Nov 20, 2020
SUMMARY: Swap Dealer Compliance Officer The candidate will manage swap dealer compliance program including assessing and updating policies and procedures, guiding training and education process and on-going regulatory interactions. Providing real time and on-going advice to all stake holders on swap dealing...
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ERISA/Executive Compensation Attorney in Greensboro, NC
Truist Financial Corporation | Greensboro, NC
Type: Full Time | Posted Date: Nov 13, 2020
SUMMARY: Senior Employee Benefits Compliance Officer Duties: Provide oversight and technical assistance for the delivery of ERISA Compliance Services as part of a national resource center dedicated to the support of Insurance Services’ Employee Benefits lines-of-business and their external Clients. Provid...
Government and Government Relations Attorney in Menlo Park, CA
Facebook | Menlo Park, CA
Type: Full Time | Posted Date: Nov 20, 2020
SUMMARY: Deputy General Counsel, Chief Ethics & Compliance Officer Duties: Oversee the growth and implementation of a world-class compliance program that operates to effectively identify and mitigate legal and regulatory risk and embed the highest standards of compliance and ethics across Facebook’s globa...
Attorney in Carlsbad, CA
Greenwich Biosciences, Inc | Carlsbad, CA
Type: Full Time | Posted Date: Nov 16, 2020
SUMMARY: Senior Director, US Compliance Officer Responsibilities: Enhance, implement and maintain the US portion of the I-CARE Program, especially in respect to US Healthcare Compliance to promote an environment of compliance, integrity and ethical standards. Includes the development of initiatives, policie...
Corporate - General Attorney / Health Care Attorney in New York City, NY
UnitedHealthcare Corporation | New York City, NY
Type: Full Time | Posted Date: Nov 14, 2020
SUMMARY: Health Plan Compliance Officer The candidate will serve as key point of contact for regulatory agencies interfacing with the health plan regarding Compliance issues, Regulatory Audits and Corrective Actions. Develop and manage site Compliance Oversight Committee meetings and reporting to senior lea...
Corporate - General Attorney / Health Care Attorney in Long Island, NY
UnitedHealthcare Corporation | Long Island, NY
Type: Full Time | Posted Date: Nov 14, 2020
SUMMARY: Health Plan Compliance Officer The candidate will serve as key point of contact for regulatory agencies interfacing with the health plan regarding Compliance issues, Regulatory Audits and Corrective Actions. Develop and manage site Compliance Oversight Committee meetings and reporting to senior lea...
Attorney in Sykesville, MD
Coronis Health | Sykesville, MD
Type: Full Time | Posted Date: Nov 02, 2020
SUMMARY: Compliance Officer The candidate will be responsible for developing compliance programs, review and update internal procedures, set standards and practices throughout the organization, conduct investigations, identify potential risks, maintain regulatory knowledge, prepare and file required documen...
Attorney in Brooklyn, NY
CASES, Inc | Brooklyn, NY
Type: Full Time | Posted Date: Nov 02, 2020
SUMMARY: Corporate Compliance Officer Duties: Develop and implement the organization’s Compliance Program including developing, implementing and updating policies and procedures, identifying priorities, identifying, mitigating and addressing risks, receiving, evaluating and investigating compliance-relate...
Attorney in Tuolumne, CA
Tuolumne Me-Wuk Indian Health Center | Tuolumne, CA
Type: Full Time | Posted Date: Nov 09, 2020
SUMMARY: Compliance Officer The candidate will oversee and develop the company's Compliance Program. Implement internal policies and procedures in line with applicable laws to satisfy fiduciary obligations. Ensure State and Federal accreditation requirements are met. Ensure compliance with revenue and reimb...
Corporate - Investment Company Act Attorney in Newport Beach, CA
PIMCO. (Pacific Investment Management Company) | Newport Beach, CA
Type: Full Time | Posted Date: Nov 22, 2020
SUMMARY: Senior Compliance Officer The candidate will be responsible for overseeing the firm’s Control Group which implements the firm’s Policy and related procedures, including monitoring information barriers, maintaining restricted lists and handling market pre-soundings and wall crossings, among othe...
Health Care Attorney in Peoria, IL
OSF Healthcare System | Peoria, IL
Type: Full Time | Posted Date: Nov 04, 2020
SUMMARY: Compliance Officer The candidate will analyzes health care laws and regulations and serves as a subject matter expert and key resource to Ministry leaders and Compliance, Audit and Risk Management colleagues on federal and state regulatory compliance matters. Works collaboratively on often complex ...
Corporate - Investment Company Act Attorney / Government and Government Relations Attorney in Portland, OR
CrowdStreet | Portland, OR
Type: Full Time | Posted Date: Nov 02, 2020
SUMMARY: VP, General Counsel and Chief Compliance Officer Duties: Act as the principal legal advisor to executives and the company on all legal and regulatory matters. Provide thought leadership to the Investments deal team regarding the sponsor vetting and review process, including all transactional functi...
Attorney in San Diego, CA
Rady Children's Hospital-San Diego | San Diego, CA
Type: Full Time | Posted Date: Nov 21, 2020
SUMMARY: HR Compliance Manager Duties: Develops a framework for identification and tracking of all HR compliance related requirements, in collaboration with content experts, across all functional areas of HR. Develops and implements ongoing audit processes to ensure adherence to compliance standards. Stays ...
Corporate - General Attorney in Norwalk, CA
SSR Motorsports | Norwalk, CA
Type: Full Time | Posted Date: Nov 12, 2020
SUMMARY: Compliance Manager The candidate will handle all compliance matters such as, but not limited to, EPA, CARB, DOT, CPSC, Customs, DMV, fire protection and hazardous waste disposal. Obtain required government approval for SSR products and ensure compliance with all state and federal regulations. Bache...
Legal Staff Paralegal in Oakland, CA
THREDUP INC. | Oakland, CA
Type: Full Time | Posted Date: Nov 04, 2020
SUMMARY: Contracts and Compliance Manager Responsibilities: Coordinate execution and approval of agreements, tracking documents and other legal administrative matters. Draft, review and negotiate various agreements, including nondisclosure agreements, influencer agreements and other commercial contracts. De...
Legal Staff Paralegal in Anchorage, AK
Cook Inlet Tribal Council Inc (CITCI) | Anchorage, AK
Type: Full Time | Posted Date: Nov 02, 2020
SUMMARY: Program Compliance Manager Duties: Supervise and provide leadership to assigned staff to include: talent and performance management, recruiting, hiring, and discipline. Ensure program needs are met through administrative support functions. Maintain a database of grant and donor agreements, includin...
Attorney in Dallas, TX
GuideStone Financial Resources | Dallas, TX
Type: Full Time | Posted Date: Oct 26, 2020
SUMMARY: Senior Compliance Manager, Alternative Investments The candidate will report to the Managing Director, Compliance and Legal, and will be directly responsible for the compliance and operational due diligence programs of Financial Resources’ Capital Management Division (“CMD”), and firm an exem...