32 jobs found for

Compliance Officer Jobs

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  • Attorney in Abington, PA

    Abington Memorial Hospital | Abington, PA

    Type: Full Time | Posted Date: Mar 18, 2020

    SUMMARY: Regional Compliance Officer The candidate will be responsible for: Provides leadership and exhibits awareness and understanding of ethical principles consistent with Jefferson's Mission, Vision and Values. Communicates key issues to the Enterprise Chief Compliance Officer and other members of Jeffe...

  • Health Care Attorney in Saint Louis, MO

    Kemper Corporation. | Saint Louis, MO

    Type: Full Time | Posted Date: Mar 17, 2020

    SUMMARY: Compliance Officer - LIfe & Health Duties: Creates and monitors compliance framework for the Life & Health division. Promotes and manages a culture of compliance utilizing appropriate change management, organizational development and training opportunities. Proactively manages regulatory relationsh...

  • Health Care Attorney in Oklahoma City, OK

    Kemper Corporation. | Oklahoma City, OK

    Type: Full Time | Posted Date: Mar 17, 2020

    SUMMARY: Compliance Officer - LIfe & Health Duties: Creates and monitors compliance framework for the Life & Health division. Promotes and manages a culture of compliance utilizing appropriate change management, organizational development and training opportunities. Proactively manages regulatory relationsh...

  • Legal Staff Paralegal in Birmingham, AL

    BBVA Compass Bancshares, Inc. | Birmingham, AL

    Type: Full Time | Posted Date: Mar 20, 2020

    SUMMARY: Compliance Officer II The candidate will monitor compliance, to include, account testing to ensure compliance with applicable laws and regulations, as well as, documentation and communication of test results. Perform extensive analytical work. Identify, recommend and implement solutions to appropri...

  • Government and Government Relations Attorney in Tampa, FL

    Calton & Associates, Inc | Tampa, FL

    Type: Full Time | Posted Date: Mar 11, 2020

    SUMMARY: Chief Compliance Officer Duties: Oversee the broker dealer, RIA and Insurance agency compliance. Oversee and lead the Compliance department for the firm. Will lead all compliance issues along with regulatory interaction and audit functions. Will be responsible for developing, implementing, communic...

  • Legal Staff Paralegal in Boston, MA

    Boston Private Bank & Trust Company. | Boston, MA

    Type: Full Time | Posted Date: Mar 04, 2020

    SUMMARY: Regional Compliance Officer The candidate will support on-site day-to-day elements of the Compliance Program to help ensure compliance with all applicable laws, regulations, and firm policies. Will interface with advisors, operations, service teams and management in the region; respond to and resol...

  • Legal Staff Paralegal in Spencer, IA

    Seasons Center for Behavioral Health | Spencer, IA

    Type: Full Time | Posted Date: Mar 29, 2020

    SUMMARY: Compliance Officer The candidate will be responsible for the oversight of agency certifications and accreditations. Assist in the development, review, and monitoring of contracts and related documents. Interprets and clarifies standards for staff. Ensures adherence to laws and regulation at all lev...

  • Health Care Attorney in Orangeburg, SC

    Regional Medical Center | Orangeburg, SC

    Type: Full Time | Posted Date: Mar 28, 2020

    SUMMARY: Chief Compliance Officer The candidate will overs the Corporate Compliance Program, functioning as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. Ensures the Board of Directors, management and employees are in compliance with state a...

  • Corporate - General Attorney / Finance - Banking Attorney / Government and Government Relations Attorney in Evansville, IN

    Old National Bank, | Evansville, IN

    Type: Full Time | Posted Date: Mar 25, 2020

    SUMMARY: Senior Compliance Officer The candidate will develop, maintain and strengthen the relationship between the corporate compliance department and business unit managers by providing timely, effective advice and assistance. Serve as primary compliance resource for all personnel within the business or f...

  • Corporate - General Attorney / Finance - General Attorney in Apple Valley, MN

    Old National Bank, | Apple Valley, MN

    Type: Full Time | Posted Date: Mar 25, 2020

    SUMMARY: Senior Compliance Officer The candidate will develop, maintain and strengthen the relationship between the corporate compliance department and business unit managers by providing timely, effective advice and assistance. Serve as primary compliance resource for all personnel within the business or f...

  • Health Care Attorney in Peoria, IL

    OSF Healthcare System | Peoria, IL

    Type: Full Time | Posted Date: Mar 20, 2020

    SUMMARY: Compliance Officer The candidate will analyzes health care laws and regulations and serves as a subject matter expert and key resource to Ministry leaders and Compliance, Audit and Risk Management colleagues on federal and state regulatory compliance matters. Works collaboratively on often complex ...

  • Attorney in Chicago, IL

    UBS | Chicago, IL

    Type: Full Time | Posted Date: Mar 19, 2020

    SUMMARY: Compliance Officer, Futures Commission Merchant Regulatory Governance The candidate will assist in the planning, coordination and delivery of our team's annual FCM review plan. Contribute as lead or joint reviewer for complex FCM reviews by analyzing and providing credible challenge on key processe...

  • Attorney in Virginia Beach, VA

    Virginia League for Planned Parenthood. | Virginia Beach, VA

    Type: Full Time | Posted Date: Mar 30, 2020

    SUMMARY: Compliance Manager The candidate will ensure firm for employees, management, contractors, volunteers, interns, fellows and Board of Directors are in compliance with the internal policies and procedures as well as external regulatory and contractual requirements. Will implement, coordinate and manag...

  • Corporate - M&A Attorney in Seattle, WA

    Amazon.com, Inc. | Seattle, WA

    Type: Full Time | Posted Date: Mar 28, 2020

    SUMMARY: Senior Compliance Manager Key Responsibilities: Become a subject matter expert in the operational processes and controls supporting DPS. Guide management in the development/review of applicable policies, procedures, and business practices based on a detailed understanding of sanctions regulations. ...

  • Finance - General Attorney in San Diego, CA

    Kyriba | San Diego, CA

    Type: Full Time | Posted Date: Mar 23, 2020

    SUMMARY: Global Director of Ethics & Legal Compliance Manager Responsibilities: Development and Implementation of a Compliance Strategy. Develop, maintain, and revise policies, standards, training, and procedures for the general operation of the Compliance Program and its related activities to prevent illeg...

  • Attorney in Broomfield, CO

    One Earth Future | Broomfield, CO

    Type: Full Time | Posted Date: Mar 19, 2020

    SUMMARY: Legal & Compliance Manager The candidate’s primary role is to draft and review various types of contracts and legal agreements being entered into by the Foundation. This will include everything from complex operating partnerships, international employment contracts, establishing international inv...

  • Legal Staff Paralegal in Boston, MA

    Boston University School of Law | Boston, MA

    Type: Full Time | Posted Date: Mar 19, 2020

    SUMMARY: Compliance Manager The candidate will be reporting to the Chief Operating Officer, the Compliance Manager will be responsible for execution of critical processes in diverse areas of practice, including corporate, financial and IP transactional due diligence, confidentiality, conflicts of interest (...

  • Corporate - General Attorney in Oakland, CA

    Acreage Holdings | Oakland, CA

    Type: Full Time | Posted Date: Mar 14, 2020

    SUMMARY: Cannabis Compliance Manager The Candidate will be responsible for remains abreast of relevant industry-related, employment, taxation and other relevant laws and regulations, analyze their impact and make recommendations to operations and legal. Develops collaborative relationships with California, ...

  • Legal Staff Paralegal in Minneapolis, MN

    Ameriprise Financial, Inc. | Minneapolis, MN

    Type: Full Time | Posted Date: Mar 04, 2020

    SUMMARY: Compliance Manager / Officer The candidate will be responsible for: Perform timely and effective reviews of investment management agreements and prospectuses to identify and analyze investment guidelines and restrictions. Coordinate and collaborate with the contracts office, client service, product...

  • Corporate - General Attorney in Short Hills, NJ

    KPMG International | Short Hills, NJ

    Type: Full Time | Posted Date: Mar 23, 2020

    SUMMARY: Manager, Forensics Regulatory and Compliance The candidate will work on execute process transformation, measurable improved operational performance, and organizational restructuring in areas such as assessments, audit and monitoring, investigations, reviews and ongoing client support in connection ...