34 jobs found for

Compliance Officer Jobs

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  • Finance - Banking Attorney in San Francisco, CA

    Kraken Exchange | San Francisco, CA

    Type: Full Time | Posted Date: Sep 20, 2020

    SUMMARY: Chief Compliance Officer, Special Purpose Depository Institution The candidate will create and control the compliance program. Develop, implement, and oversee all aspects of the bank’s compliance program, designed specifically for the bank’s unique activities and risks factors, in adherence wit...

  • Attorney in Manhattan, NY

    NYC Health + Hospitals | Manhattan, NY

    Type: Full Time | Posted Date: Aug 28, 2020

    SUMMARY: Executive Privacy and Security Compliance Officer (Executive Network Compliance Officer Level II) 120000 Duties: With the assistance of, and in collaboration with, the CCO, participate in coordinating HIPM risk analyses and security assessments for the System with the System’s third party vendor...

  • Attorney in Philadelphia, PA

    Thomas Jefferson University Hospitals | Philadelphia, PA

    Type: Full Time | Posted Date: Aug 28, 2020

    SUMMARY: Associate Compliance Officer Duties: Works to develop, implement, oversee, and maintain the regional and enterprise corporate compliance program. Provides guidance to and collaborates with compliance stakeholders and serves as a local expert and resource with respect to compliance-related matters. ...

  • Finance - Banking Attorney / Government and Government Relations Attorney / Information Technology Attorney in San Francisco, CA (Remote)

    Kraken Exchange | San Francisco, CA

    Type: Full Time | Posted Date: Sep 04, 2020

    SUMMARY: Chief Compliance Officer, Special Purpose Depository Institution Responsibilities: Develop, implement, and oversee all aspects of the bank’s compliance program, designed specifically for the bank’s unique activities and risks factors, in adherence with relevant laws, regulations, rules, and gui...

  • Antitrust and Competition Attorney in Chicago, IL

    Thyssenkrupp Steel North America Inc | Chicago, IL

    Type: Full Time | Posted Date: Sep 17, 2020

    SUMMARY: Regional Compliance Officer The candidate will lead and manage the Compliance program for North America; review and evaluate Compliance issues/concerns within the organization and support group companies in the US, Canada and Mexico. Serve as Compliance ambassador and trusted business advisor by pr...

  • Antitrust and Competition Attorney in Chicago, IL

    ThyssenKrupp AG | Chicago, IL

    Type: Full Time | Posted Date: Sep 17, 2020

    SUMMARY: Regional Compliance Officer The candidate will lead and manage the Compliance program for North America; review and evaluate Compliance issues/concerns within the organization and support group companies in the US, Canada and Mexico. Serve as Compliance ambassador and trusted business advisor by pr...

  • Corporate - General Attorney in Washington, DC

    Interactive Brokers LLC. | Washington, DC

    Type: Full Time | Posted Date: Sep 18, 2020

    SUMMARY: Deputy Chief Compliance Officer The candidate responsibilities include : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors complies with all obligations imposed by the firm on investment advisors, including but not limited to annual compliance reviews, advert...

  • Attorney in Sacramento, CA

    Sutter Health | Sacramento, CA

    Type: Full Time | Posted Date: Aug 22, 2020

    SUMMARY: Research Compliance Officer The candidate will be responsible for: Provides critical regulatory oversight of Sutter Health’s research programs. Designs, implements and manages a research compliance program that promotes high ethical standards in the conduct of research throughout Sutter Health. C...

  • ERISA/Executive Compensation Attorney in Greensboro, NC

    Truist Financial Corporation | Greensboro, NC

    Type: Full Time | Posted Date: Sep 10, 2020

    SUMMARY: Senior Employee Benefits Compliance Officer Duties: Provide oversight and technical assistance for the delivery of ERISA Compliance Services as part of a national resource center dedicated to the support of Insurance Services’ Employee Benefits lines-of-business and their external Clients. Provid...

  • Corporate - General Attorney in Jersey City, NJ

    Jefferies LLC | Jersey City, NJ

    Type: Full Time | Posted Date: Sep 18, 2020

    SUMMARY: Swap Dealer Compliance Officer The candidate will manage swap dealer compliance program including assessing and updating policies and procedures, guiding training and education process and on-going regulatory interactions. Providing real time and on-going advice to all stake holders on swap dealing...

  • Government and Government Relations Attorney in Menlo Park, CA

    Facebook | Menlo Park, CA

    Type: Full Time | Posted Date: Sep 22, 2020

    SUMMARY: Deputy General Counsel, Chief Ethics & Compliance Officer Duties: Oversee the growth and implementation of a world-class compliance program that operates to effectively identify and mitigate legal and regulatory risk and embed the highest standards of compliance and ethics across Facebook’s globa...

  • Attorney in Carlsbad, CA

    Greenwich Biosciences, Inc | Carlsbad, CA

    Type: Full Time | Posted Date: Sep 18, 2020

    SUMMARY: Senior Director, US Compliance Officer Responsibilities: Enhance, implement and maintain the US portion of the I-CARE Program, especially in respect to US Healthcare Compliance to promote an environment of compliance, integrity and ethical standards. Includes the development of initiatives, policie...

  • Corporate - General Attorney / Health Care Attorney in New York City, NY

    UnitedHealthcare Corporation | New York City, NY

    Type: Full Time | Posted Date: Sep 22, 2020

    SUMMARY: Health Plan Compliance Officer The candidate will serve as key point of contact for regulatory agencies interfacing with the health plan regarding Compliance issues, Regulatory Audits and Corrective Actions. Develop and manage site Compliance Oversight Committee meetings and reporting to senior lea...

  • Corporate - General Attorney / Health Care Attorney in Long Island, NY

    UnitedHealthcare Corporation | Long Island, NY

    Type: Full Time | Posted Date: Sep 22, 2020

    SUMMARY: Health Plan Compliance Officer The candidate will serve as key point of contact for regulatory agencies interfacing with the health plan regarding Compliance issues, Regulatory Audits and Corrective Actions. Develop and manage site Compliance Oversight Committee meetings and reporting to senior lea...

  • Attorney in Kotzebue, AK

    Alaska Native Tribal Health Consortium | Kotzebue, AK

    Type: Full Time | Posted Date: Sep 09, 2020

    SUMMARY: Chief Compliance Officer The candidate will be responsible for: Establishes and maintains an effective compliance program to promote awareness of, and compliance with, Maniilaq’s values, applicable laws, regulations, policies and standards. Reports directly to the President/CEO. Provides ongoing ...

  • Attorney in Brooklyn, NY

    CASES, Inc | Brooklyn, NY

    Type: Full Time | Posted Date: Sep 07, 2020

    SUMMARY: Corporate Compliance Officer Duties: Develop and implement the organization’s Compliance Program including developing, implementing and updating policies and procedures, identifying priorities, identifying, mitigating and addressing risks, receiving, evaluating and investigating compliance-relate...

  • Finance - Banking Attorney in Jersey City, NJ

    UBS | Jersey City, NJ

    Type: Full Time | Posted Date: Sep 17, 2020

    SUMMARY: Regulation W Compliance Officer The candidate duties will include: To lead the enhancement of the CUSO Banking Regulatory Compliance Regulation W framework, including risk assessment, policy and procedures, corporate governance, testing and monitoring, and training; Conduct compliance oversight rev...

  • Contract Law Attorney / Labor & Employment Attorney / Real Estate Attorney in Arlington, TX

    Pioneer Realty Capital LLC | Arlington, TX

    Type: Full Time | Posted Date: Sep 21, 2020

    SUMMARY: Chief Compliance Officer/General Counsel Duties: Examine and draft employment, real estate and vendor contracts. Maintaining knowledge of organizations operations and legal documents. Lead negotiations and management of customer contracts, insurance matters, and employee relations. Ensure legal com...

  • Health Care Attorney in Peoria, IL

    OSF Healthcare System | Peoria, IL

    Type: Full Time | Posted Date: Sep 17, 2020

    SUMMARY: Compliance Officer The candidate will analyzes health care laws and regulations and serves as a subject matter expert and key resource to Ministry leaders and Compliance, Audit and Risk Management colleagues on federal and state regulatory compliance matters. Works collaboratively on often complex ...

  • Government and Government Relations Attorney in Boca Raton, FL

    GardaWorld | Boca Raton, FL

    Type: Full Time | Posted Date: Sep 23, 2020

    SUMMARY: Compliance Manager DUTIES: Responsible for protecting assets by ensuring compliance with regulations and policies and procedures. Provides an independent, objective assessment of a firm’s operations, and employs a systematic, disciplined approach to compliance, risk management, control and govern...