Corporate Investment Company Act Attorney Jobs
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Sponsored Job
Senior Counsel, Regulatory (investment Company Act Of 1940 Focus)
The Vanguard Group, Inc. | Wayne, PA
Type: Full-Time | Posted Date: Jun 17, 2022
SUMMARY: Senior Counsel, Regulatory (Investment Company Act of 1940 focus) Duties: Conduct legal and/or factual research as necessary to support the needs and initiatives of the company. Draft and negotiate, as applicable, various legal documents and items of legal significance, as necessary, such as regula...
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Associate Attorney
Los Angeles, CA
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: Dressler Peters, LLC, a national law firm, is seeking an Associate Attorney with 0-7 years’ experience in business law with a concentration in corporate finance for its Springfield office. An associate will work with partners, associates, and clients in a busy litigation practice and will be activ...
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Corporate - Asset/Investment Management Attorney in Phoenix, AZ
Phoenix, AZ
Type: Full Time | Posted Date: May 15, 2024
SUMMARY: H1: Voya Hiring AVP Counsel in Phoenix, AZ H2: Join Our Team and Fight for Financial Opportunities Voya, a leading financial services company, is seeking an experienced Attorney for the role of AVP Counsel in Phoenix, AZ. The ideal candidate will have at least 6 years of experience in the regula...
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Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 15, 2024
SUMMARY: Job Title: Mid/Senior Associate - Investment Funds Team Salary: Not specified Experience: Background in investment management and fund formation required Law Firm: Alston & Bird (replace company name with law firm) Location: New York Introduction: Alston & Bird is a leading law firm with a...
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Corporate - Asset/Investment Management Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: May 02, 2024
SUMMARY: Why LPL? At LPL, we believe that objective financial guidance is a fundamental need for everyone. As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. We provide you with a work environment that...
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Corporate - Asset/Investment Management Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: May 02, 2024
SUMMARY: H1: VP, Assistant General Counsel - Legal Services for Investor Complaints in Financial Firm H2: Responsibilities and Qualifications for VP, Assistant General Counsel Role The Vice President, Assistant General Counsel in the firm’s Early Dispute Resolution (EDR) group is responsible for a broa...
Corporate - Asset/Investment Management Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: May 16, 2024
SUMMARY: Salary The salary for this position is competitive and commensurate with experience. Law Firm is seeking an Investment Funds Regulatory Associate Law Firm is seeking a highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience for its Inves...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 16, 2024
SUMMARY: Law Firm is seeking an Investment Funds Regulatory Associate to join its Chicago, Washington, D.C., or New York office. Job Summary Law Firm is seeking a highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience to join its Investment Funds R...
Corporate - Asset/Investment Management Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: May 16, 2024
SUMMARY: Salary: Competitive Law Firm is looking for an Associate to join its Investment Funds Regulatory Practice. The ideal candidate must have a minimum of 3 years of relevant asset management regulatory experience and a strong working knowledge of the Investment Advisers Act of 1940 and the Investment...
Corporate - Asset/Investment Management Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Apr 26, 2024
SUMMARY: The Investment Management Associate will be responsible for: • Providing legal advice and guidance to clients on a variety of investment management matters • Assisting with the preparation and review of registration statements and offering documents for registered investment companies and priv...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Apr 26, 2024
SUMMARY: H1: Investment Management Associate Position at Faegre Drinker Law Firm H2: Join our Investment Management Practice Group in Chicago, New York, or Washington D.C. Offices Faegre Drinker is currently seeking an experienced Investment Management Associate to join our highly ranked Investment Manag...
Corporate - Asset/Investment Management Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Apr 24, 2024
SUMMARY: Excellent written/verbal communication and interpersonal skills, strong analytical skills, and a client-focused approach Strong academic credentials and law review experience Ability to work effectively in a fast-paced environment, both independently and as part of a team Strong organizational...
Corporate - Asset/Investment Management Attorney / Corporate - Contract Law Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Apr 19, 2024
SUMMARY: LPL Financial is an Equal Opportunity Employer. Vice President, Assistant General Counsel at LPL Financial Location: Boston, MA; Fort Mill, SC; San Diego, CA; Austin, TX; Kansas City, KS Full Time, Posted Yesterday Job Requisition ID: R-035369 - Exciting opportunity to join a dynamic and in...
Corporate - Asset/Investment Management Attorney in Pittsburgh, PA
Pittsburgh, PA
Type: Full Time | Posted Date: Apr 22, 2024
SUMMARY: Director, Managing Counsel- Investment Management: - Salary information: Not specified - Job title: Director, Managing Counsel- Investment Management - Experience information: 10 years of relevant experience BNY Mellon Investment Management is a leading investment manager, with $1.8 trillion*...
Corporate - Asset/Investment Management Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Apr 24, 2024
SUMMARY: Law Firm Seeking Associate with Asset Management Regulatory Experience H1: Join Our Global Asset Management Regulation Team H2: Exciting Opportunity for Experienced Associate Are you an experienced associate with a strong understanding of federal securities laws, particularly the Investment A...
Corporate - Asset/Investment Management Attorney / Corporate - Contract Law Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Apr 19, 2024
SUMMARY: Job Title: Vice President, Assistant General Counsel - Alternative Investments Location: Boston, San Diego, CA, Fort Mill, SC, Austin, TX, Kansas City, KS Time Type: Full Time Salary: $174,640-$261,960/year Overview: LPL Financial is seeking a talented and experienced Vice President, Assistan...
Corporate - Asset/Investment Management Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Apr 26, 2024
SUMMARY: This policy applies to all terms and conditions of employment, including recruiting, hiring, placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation and training. The Law Firm is seeking an experienced Asset Management Associate to join our dynamic team in Den...
Corporate - Asset/Investment Management Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: May 13, 2024
SUMMARY: Law Firm Investment Funds, Registered Funds/BDC Associate Law Firm is seeking an experienced attorney to join their Investment Funds practice in the Washington, D.C. office. The ideal candidate will have three to six years of experience working as an associate in a recognized investment funds pract...
Corporate - Asset/Investment Management Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: May 13, 2024
SUMMARY: Kirkland’s investment funds practice benefits from a broad platform of leading corporate, tax, litigation, restructuring and real estate attorneys dedicated to the investment funds industry. Law Firm Seeks Investment Funds Attorney in Chicago 3-6 years corporate experience at leading law firm ...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 13, 2024
SUMMARY: Kirkland & Ellis LLP is a leading global law firm with offices in the United States, Europe, Asia and the Middle East. The firm has a long and distinguished history of providing legal services to clients around the world. Heading: Investment Funds, Registered Funds/BDC Associate Kirkland & Ell...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 10, 2024
SUMMARY: Job Title: Lateral Associate - Corporate - Investment Funds (NY) Experience: Law school class years 2018 Salary: Annual compensation range of $390,000 - $435,000 Benefits: Health care, retirement benefits, paid days off (including sick time and vacation time), parental leave, basic life insuranc...