Investment Company Act Attorney Jobs
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Senior Counsel, Regulatory (investment Company Act Of 1940 Focus)
The Vanguard Group, Inc. | Wayne, PA
Type: Full-Time | Posted Date: Jun 17, 2022
SUMMARY: Senior Counsel, Regulatory (Investment Company Act of 1940 focus) Duties: Conduct legal and/or factual research as necessary to support the needs and initiatives of the company. Draft and negotiate, as applicable, various legal documents and items of legal significance, as necessary, such as regula...
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Corporate - Asset/Investment Management Attorney in Saint Louis, MO
Saint Louis, MO
Type: Full Time | Posted Date: Apr 09, 2024
SUMMARY: Edward Jones is seeking a highly skilled and motivated Investment Advisory Compliance Counsel to join our team. This role will provide wide-ranging compliance advice and guidance to various internal business areas in support of our retail investment advisory business. The successful candidate will h...
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Corporate - Asset/Investment Management Attorney / Corporate - Contract Law Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Apr 19, 2024
SUMMARY: LPL Financial is an Equal Opportunity Employer. Vice President, Assistant General Counsel at LPL Financial Location: Boston, MA; Fort Mill, SC; San Diego, CA; Austin, TX; Kansas City, KS Full Time, Posted Yesterday Job Requisition ID: R-035369 - Exciting opportunity to join a dynamic and in...
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Corporate - Asset/Investment Management Attorney / Corporate - Contract Law Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Apr 19, 2024
SUMMARY: Job Title: Vice President, Assistant General Counsel - Alternative Investments Location: Boston, San Diego, CA, Fort Mill, SC, Austin, TX, Kansas City, KS Time Type: Full Time Salary: $174,640-$261,960/year Overview: LPL Financial is seeking a talented and experienced Vice President, Assistan...
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Corporate - Asset/Investment Management Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Apr 15, 2024
SUMMARY: Senior Counsel, Asset Management: Join the Future of Crypto with Coinbase Are you looking for a job that combines your passion for finance and cutting-edge technology? Look no further than Coinbase, where we are on a mission to increase economic freedom around the world. We are seeking a Senior Cou...
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Corporate - Asset/Investment Management Attorney in Phoenix, AZ
Phoenix, AZ
Type: Full Time | Posted Date: Apr 08, 2024
SUMMARY: H1: Voya Hiring AVP Counsel in Phoenix, AZ H2: Join Our Team and Fight for Financial Opportunities Voya, a leading financial services company, is seeking an experienced Attorney for the role of AVP Counsel in Phoenix, AZ. The ideal candidate will have at least 6 years of experience in the regula...
Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Apr 16, 2024
SUMMARY: Salary Information Competitive salary based on experience and qualifications. Comprehensive benefits package including: medical, dental, and vision insurance; 401(k) plan with company match; paid time off (including holidays, sick time and vacation); flexible spending accounts for medical expe...
Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Apr 16, 2024
SUMMARY: Law Firm Seeking Midlevel Associate for Investment Management Practice in Boston Salary Information: Competitive salary based on experience Job Title: Midlevel Associate - Investment Management - Private Funds Experience: Midlevel with law firm experience Location: Boston, MA Departme...
Corporate - Asset/Investment Management Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Apr 04, 2024
SUMMARY: Why LPL? At LPL, we believe that objective financial guidance is a fundamental need for everyone. As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. We provide you with a work environment that...
Corporate - Asset/Investment Management Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: Apr 04, 2024
SUMMARY: H1: VP, Assistant General Counsel - Legal Services for Investor Complaints in Financial Firm H2: Responsibilities and Qualifications for VP, Assistant General Counsel Role The Vice President, Assistant General Counsel in the firm’s Early Dispute Resolution (EDR) group is responsible for a broa...
Corporate - Asset/Investment Management Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Apr 16, 2024
SUMMARY: Job Title: Vice President, Digital Assets and ETF Legal Counsel Experience: At least 5 years of experience as a lawyer in a major law firm or the legal department of a leading digital asset financial services organization Salary Range: $175,750 - $229,500 (for California only) Role Description:...
Corporate - Asset/Investment Management Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Apr 11, 2024
SUMMARY: Salary The salary for this position is competitive and commensurate with experience. Law Firm is seeking an Investment Funds Regulatory Associate Law Firm is seeking a highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience for its Inves...
Corporate - Asset/Investment Management Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Apr 11, 2024
SUMMARY: Salary: Competitive Law Firm is looking for an Associate to join its Investment Funds Regulatory Practice. The ideal candidate must have a minimum of 3 years of relevant asset management regulatory experience and a strong working knowledge of the Investment Advisers Act of 1940 and the Investment...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Apr 11, 2024
SUMMARY: Law Firm is seeking an Investment Funds Regulatory Associate to join its Chicago, Washington, D.C., or New York office. Job Summary Law Firm is seeking a highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience to join its Investment Funds R...
Corporate - Asset/Investment Management Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Apr 10, 2024
SUMMARY: Excellent written/verbal communication and interpersonal skills, strong analytical skills, and a client-focused approach Strong academic credentials and law review experience Ability to work effectively in a fast-paced environment, both independently and as part of a team Strong organizational...
Corporate - Asset/Investment Management Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Apr 16, 2024
SUMMARY: **Morgan Lewis Investment Management Registered Funds Midlevel Associate** Morgan Lewis, a leading law firm, is looking for a midlevel associate with law firm, SEC or industry experience to join its Investment Management practice in Philadelphia. The successful applicant must have a strong knowledg...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Apr 16, 2024
SUMMARY: The law firm of Morgan, Lewis & Bockius LLP, is seeking a midlevel associate with 3-5 years of experience in investment adviser regulatory matters to join our Investment Management – Financial Institutions practice group. This position is available in our New York, Philadelphia, or Washington, DC ...
Corporate - Asset/Investment Management Attorney in Minneapolis, MN
Minneapolis, MN
Type: Full Time | Posted Date: Apr 10, 2024
SUMMARY: Job Summary Ameriprise Financial is looking for a Counsel to join the GCO General Counsel's Organization to provide institutional and retail asset management lines of business with legal advice and transaction support and develop strong business partner relationships throughout Columbia Threadneedl...
Corporate - Asset/Investment Management Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Apr 16, 2024
SUMMARY: H1: Investment Management Associate - Midlevel H2: Join the Top International Law Firm - Morgan Lewis & Bockius LLP Law Firm Seeking Experienced Midlevel Associate for Investment Management - Financial Institutions Practice Group - Location: New York, Philadelphia, or Washington, DC - Minimu...
Corporate - Asset/Investment Management Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Apr 10, 2024
SUMMARY: Law Firm Seeking Associate with Asset Management Regulatory Experience H1: Join Our Global Asset Management Regulation Team H2: Exciting Opportunity for Experienced Associate Are you an experienced associate with a strong understanding of federal securities laws, particularly the Investment A...
Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Apr 10, 2024
SUMMARY: #H1# Join Ameriprise Financial as Counsel #H2# About the Role Ameriprise Financial is looking for a Counsel to join our General Counsel's Organization (GCO) team and provide institutional and retail asset management lines of business with legal advice and transaction support. This role will re...